Ashley E. Velategui
Professional summary
Ashley Elizabeth Velategui, who also goes by Ashley Elizabeth Velategui Ms., is a registered financial advisor currently at ALLIANCEBERNSTEIN L.P. located in Seattle, Washington and SANFORD C. BERNSTEIN & CO., LLC located in Seattle, Washington.
Ashley is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Ashley has worked at 2 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Ashley Elizabeth Velategui's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 21, 2017 - Present
ALLIANCEBERNSTEIN L.P.
November 12, 2007 - Present
SANFORD C. BERNSTEIN & CO., LLC
Office #1: 601 Union Street, Suite 4650, Seattle, WA 98101Primary Firm SEC Registration
ALLIANCEBERNSTEIN L.P.
CRD#: 108477 / SEC#: 801-56720
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/3/2014)
(2/21/2017)
Exams
FINRA
Current Firm
ALLIANCEBERNSTEIN L.P.
CRD#: 108477 / SEC#: 801-56720
Contact information
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 68,593 |
| AUM (Assets Under Management) | $ 709,162,000,000 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/25/2024 | ||
| 10/27/2023 |
Red Flags
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