Anthony J Deem
Professional Summary
Anthony J Deem is a registered financial advisor currently at DEEM ASSET MANAGEMENT located in Uniontown, Ohio. Anthony is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Anthony has worked at 4 firms and has passed the Series 65, Series 66, Series 63, SIE, Series 86, Series 87 and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
18 years in the financial services industry
Current & Past Employments
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Current Firm
ADVYZE | DEEM ASSET MANAGEMENT, LLC | DEEM ASSET MANAGEMENT FINANCIAL ADVISORS | DEEM ASSET MANAGEMENT
Contact Information
Main Address
Uniontown, OHPhone Number
(330) 685-1975# of Employees
1Documents
Regulatory Assets Under Management
Total Number of Accounts
93AUM (Assets Under Management)
$11,296,657Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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State Registrations and Notice Filings
(10/6/2024)
(2/16/2022)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 87 — Research Analyst Exam - Part II Regulations Module
Passed Jul 2008About the Series 87 examSimilar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view Anthony J Deem's CRS (Customer Relationship Summary).
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