Arjan M. Roghanchi
Professional summary
Arjan M Roghanchi is a registered financial professional currently at R. SEELAUS & CO., LLC located in Chatham, New Jersey.
Arjan is registered as a RR (Registered Representative) and started their career in finance in 2007. Arjan has worked at 5 firms and has passed the Series 66, Series 52TO, SIE, Series 31, Series 7, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Arjan M Roghanchi's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 1, 2018 - Present
R. SEELAUS & CO., LLC
Office #1: 26 Main Street Suite 300, Chatham, NJ 07928April 20, 2017 - October 5, 2018
PLP CAPITAL
February 19, 2014 - April 13, 2017
INTERCOASTAL CAPITAL MARKETS, INC.
January 28, 2013 - April 24, 2013
SEELAUS ASSET MANAGEMENT, LLC
February 3, 2009 - April 4, 2013
R. SEELAUS & CO., LLC
February 3, 2009 - February 18, 2014
R. SEELAUS & CO., LLC
October 22, 2007 - December 1, 2008
MORGAN STANLEY & CO. LLC
September 29, 2007 - December 1, 2008
MORGAN STANLEY & CO. LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/1/2018)
(10/1/2018)
(10/1/2018)
(10/1/2018)
(10/1/2018)
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationFINRA
Current Firm
R. SEELAUS & CO., LLC
CRD#: 14974 / SEC#: 801-68283, 8-31475
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SEELAUS HOLDINGS LLC | OWNER/MEMBER | |
| BRUCIA, JAMES BENEDETTO | CO-HEAD OF ORIGINATION AND SYNDICATE, MANAGING DIRECTOR | 1281247 |
| GRAVES, LESLIE ANN | CO HEAD OF ORIGINATION AND SYNDICATE, MANAGING DIRECTOR | 1411769 |
| MITNICK, ANNELIESE NMN | CHIEF EXECUTIVE OFFICER (CEO) | 4862821 |
| MOLCHAN, MAYYA NMN | CHIEF FINANCIAL OFFICER (CFO), FINANCIAL AND OPERATIONS PRINCIPAL ( FINOP) | 5865025 |
| MURRAY III, ALBERT QUENTIN | HEAD OF SALES AND TRADING, MUNICIPAL PRINCIPAL (MP) | 1032639 |
| PAJDAK, KAROLINA NMN | CHIEF COMPLIANCE OFFICER (CCO) | 4491899 |
| SEELAUS, BENJAMIN PATRICK | CHIEF OPERATING OFFICER (COO), REGISTERED OPTIONS AND SECURITY FUTURES PRINCIPAL (ROSFP) | 4621898 |
| SEELAUS, RICHARD PAUL | CHAIRMAN, | 500660 |
Disclosures
| Regulatory Event | 12 |
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