Kevin P. Killeavy

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CRD#: 5404544

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Kevin Patrick Killeavy was a registered financial professional .

Kevin is a previously registered financial professional and started their career in finance in 2007. Kevin had worked at 2 firms and has passed the Series 65 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

July 16, 2008 - November 18, 2015

CONVERGENT WEALTH ADVISORS, LLC

RIA

CRD#: 143719

POTOMAC, MD

Past

September 14, 2007 - May 2, 2008

SIGNATOR INVESTORS, INC.

CRD#: 468

VIENNA, VA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/14/2008

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 7

Date: 9/13/2007

General Securities Representative Examination

Current Firm

CONVERGENT WEALTH ADVISORS, LLC

CONVERGENT WEALTH ADVISORS, LLC | INDEPENDENCE BY CONVERGENT | CWA ACQUISITION, LLC

CRD#: 143719 / SEC#: 802-114776

RIA

Registered Investment Advisory firm - (1/31/2019 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

555 S. Flower St. 10th Floor, California, CA 90071

Mailing Address

Phone number

(310) 888-6460

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Exempt reporting advisers

Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.

SEC / JURISDICTION	REPORTING STATUS	EFFECTIVE DATE
SEC	ERA - Withdrawn	2/15/2024
California	ERA - Active	2/15/2024

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Kevin P. Killeavy

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

CONVERGENT WEALTH ADVISORS, LLC

SIGNATOR INVESTORS, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 7/14/2008

Series 7

Date: 9/13/2007

Current Firm

CONVERGENT WEALTH ADVISORS, LLC

Contact information

Documents

Exempt reporting advisers

Red Flags

Company Information

CONVERGENT WEALTH ADVISORS, LLC

TRUST BUT VERIFY

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