Iris J. Datzman

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CRD#: 5404244

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Iris Joanne Datzman, who also goes by Iris Joanne Daztman, was a registered financial professional .

Iris is a previously registered financial professional and started their career in finance in 2007. Iris had worked at 3 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Iris Joanne Daztman

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

September 2, 2008 - September 3, 2013

SAGENT WEALTH MANAGEMENT

RIA

CRD#: 147890

NEWPORT BEACH, CA

Past

April 3, 2008 - September 16, 2008

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

NEWPORT BEACH, CA

Past

April 3, 2008 - September 16, 2008

UBS FINANCIAL SERVICES INC.

CRD#: 8174

NEWPORT BEACH, CA

Past

December 18, 2007 - March 20, 2008

MORGAN STANLEY & CO. LLC

RIA

CRD#: 8209

BOSTON, MA

Past

November 6, 2007 - March 20, 2008

MORGAN STANLEY & CO. LLC

CRD#: 8209

BOSTON, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SAGENT WEALTH MANAGEMENT

HOLLYWOOD WEALTH ADVISORS, LLC | SAGENT WEALTH MANAGEMENT | SAGENT CAPITAL, LLC

CRD#: 147890 / SEC#: 801-69446

RIA

Registered Investment Advisory firm - (8/5/2008 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/17/2007

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 11/5/2007

General Securities Representative Examination

Current Firm

SAGENT WEALTH MANAGEMENT

HOLLYWOOD WEALTH ADVISORS, LLC | SAGENT WEALTH MANAGEMENT | SAGENT CAPITAL, LLC

CRD#: 147890 / SEC#: 801-69446

RIA

Registered Investment Advisory firm - (8/5/2008 Approved)

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Contact information

Main Address

1489 Glenneyre Street, Laguna Beach, CA 92651

Mailing Address

Phone number

(949) 756-2226

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

2024-03-22 ADV PART 2A - FIRM BROCHURE-FINAL (3/25/2025)

2024-03-22 ADV PART 2B BROCHURE SUPPLEMENT-EICHENAUER-FINAL (3/25/2025)

Regulatory assets under management

Total Number of Accounts	224
AUM (Assets Under Management)	$ 93,860,608

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Iris J. Datzman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

SAGENT WEALTH MANAGEMENT

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

MORGAN STANLEY & CO. LLC

MORGAN STANLEY & CO. LLC

Primary Firm SEC Registration

SAGENT WEALTH MANAGEMENT

State Registrations and Notice Filings

Exams

Series 66

Date: 12/17/2007

Series 7

Date: 11/5/2007

Current Firm

SAGENT WEALTH MANAGEMENT

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SAGENT WEALTH MANAGEMENT

TRUST BUT VERIFY

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