Andrea L. Swope

BLUEPRINT FINANCIAL ADVISORS

Charlotte, NC

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CRD#: 5404168

Professional summary

Andrea Louise Swope, who also goes by Andrea L Johnson, Andrea Louise Johnson, Andrea L Johnson Swope, Andrea L Swope, is a registered financial advisor currently at BLUEPRINT FINANCIAL ADVISORS located in Charlotte, North Carolina and MAPLEWOOD INVESTMENTS, INC. located in Dallas, Texas.

Andrea is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. Andrea has worked at 16 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Andrea L Johnson | Andrea Louise Johnson | Andrea L Johnson Swope | Andrea L Swope

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Blueprint Financial Advisors - investment related - 1250 Revolution Mills Dr, Suite 150 Greensboro, NC - RIA - president - 9/1/22 - approx 45 hrs - approx 45 hrs - RIA arm of client portfolios 2) Blueprint Insurance Services - investment related - 1250 Revolution Mills Dr. Ste 150 Greensboro NC 28760 - insurance licensing - consultant - 6/1/2023 - 0 hrs - holding my insurance license 3) Blueprint Investment Partners - investment related - 1250 Revolution Mills Dr. Ste 150 Greensboro NC 28760 - sub advisory - consultant - 9/1/22 - 0-1hrs - 0-1 hrs - BIP is our sub advisor for out RIA assets 4) Emerson Cress - not investment related - 1722 Scotland Ave. Charlotte NC 28207 - 1099 consulting - Real estate consulting - owner, operator - 3/2019 - approx 20 hrs - 0 hrs - consulting firm as a 1099

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrea Louise Swope's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 3, 2022 - Present

BLUEPRINT FINANCIAL ADVISORS

RIA

CRD#: 315570

Charlotte, NC

Current

March 4, 2025 - Present

MAPLEWOOD INVESTMENTS, INC.

Office #1: 12222 Merit Dr Suite 1390, Dallas, TX 75251

CRD#: 103723

Dallas, TX

Past

May 17, 2023 - July 24, 2024

KINGSWOOD CAPITAL PARTNERS, LLC

CRD#: 288898

Mint Hill, NC

Past

January 18, 2023 - May 17, 2023

QUINT CAPITAL CORPORATION

CRD#: 26586

NEW YORK, NY

Past

October 5, 2022 - June 30, 2025

BLUEPRINT INVESTMENT PARTNERS LLC

RIA

CRD#: 170196

Charlotte, NC

Past

August 18, 2020 - September 30, 2022

WOODBURY FINANCIAL SERVICES, INC.

RIA

CRD#: 421

CHARLOTTE, NC

Past

August 18, 2020 - September 30, 2022

WOODBURY FINANCIAL SERVICES, INC.

CRD#: 421

CHARLOTTE, NC

Past

January 13, 2020 - September 1, 2020

ZERMATT SECURITIES LLC

CRD#: 47502

CHARLOTTE, NC

Past

October 7, 2019 - September 1, 2020

HAYDEN ROYAL

RIA

CRD#: 170037

CHARLOTTE, NC

Past

January 22, 2019 - January 29, 2019

CARY STREET PARTNERS

RIA

CRD#: 128545

Charlotte, NC

Past

February 9, 2018 - January 29, 2019

CARY STREET PARTNERS

CRD#: 128089

CHARLOTTE, NC

Past

September 13, 2016 - March 23, 2017

STONECREST ADVISORS, INC.

RIA

CRD#: 142095

CHARLOTTE, NC

Past

February 3, 2015 - March 23, 2017

STONECREST CAPITAL MARKETS, INC.

CRD#: 39616

AUSTIN, TX

Past

April 14, 2010 - November 20, 2014

CAPITAL GUARDIAN, LLC

CRD#: 137919

CHARLOTTE, NC

Past

April 13, 2010 - November 20, 2014

CAPITAL GUARDIAN WEALTH MANAGEMENT, LLC

RIA

CRD#: 131631

CHARLOTTE, NC

Past

June 1, 2009 - April 29, 2010

MORGAN STANLEY

RIA

CRD#: 149777

CHARLOTTE, NC

Past

June 1, 2009 - April 29, 2010

MORGAN STANLEY

CRD#: 149777

CHARLOTTE, NC

Past

November 3, 2008 - June 1, 2009

CITIGROUP GLOBAL MARKETS INC.

RIA

CRD#: 7059

CORNELIUS, NC

Past

May 13, 2008 - June 1, 2009

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

CORNELIUS, NC

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BLUEPRINT FINANCIAL ADVISORS

CRD#: 315570 / SEC#: 801-121848

RIA

Registered Investment Advisory firm - (7/23/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

North Carolina
(10/3/2022)

North Carolina
(3/4/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/27/2008

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/12/2008

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 11/3/2025

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

BLUEPRINT FINANCIAL ADVISORS

CRD#: 315570 / SEC#: 801-121848

RIA

Registered Investment Advisory firm - (7/23/2021 Approved)

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Contact information

Main Address

1100 Kenilworth Ave Suite 210, Charlotte, NC 28204

Mailing Address

Phone number

(844) 200-2568

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (16 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BFA FORM ADV 2A (JULY 15, 2025) (7/15/2025)

Regulatory assets under management

Total Number of Accounts	1,298
AUM (Assets Under Management)	$ 201,503,941

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Andrea L. Swope

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrea Louise Swope's CRS (Customer Relationship Summary).

Certified licenses

Experience

MAPLEWOOD INVESTMENTS, INC.

KINGSWOOD CAPITAL PARTNERS, LLC

QUINT CAPITAL CORPORATION

BLUEPRINT INVESTMENT PARTNERS LLC

WOODBURY FINANCIAL SERVICES, INC.

WOODBURY FINANCIAL SERVICES, INC.

ZERMATT SECURITIES LLC

HAYDEN ROYAL

CARY STREET PARTNERS

CARY STREET PARTNERS

STONECREST ADVISORS, INC.

STONECREST CAPITAL MARKETS, INC.

CAPITAL GUARDIAN, LLC

CAPITAL GUARDIAN WEALTH MANAGEMENT, LLC

MORGAN STANLEY

MORGAN STANLEY

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

Primary Firm SEC Registration

BLUEPRINT FINANCIAL ADVISORS

State Registrations and Notice Filings

Exams

Series 66

Date: 10/27/2008

SIE

Date: 10/1/2018

Series 7

Date: 5/12/2008

Series 24

Date: 11/3/2025

FINRA

Current Firm

BLUEPRINT FINANCIAL ADVISORS

Contact information

SEC notice filing (16 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BLUEPRINT FINANCIAL ADVISORS

TRUST BUT VERIFY

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