Philip R. Anderson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Philip Robert Anderson was a registered financial professional .
Philip is a previously registered financial professional and started their career in finance in 1970. Philip had worked at 8 firms and has passed the Series 63, Series 7, Series 1 and Series 00 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 29, 1988 - April 5, 1988
KIMBRIDGE & CO., INC.
November 9, 1987 - January 21, 1988
TWIN CITY SECURITIES, INC.
August 11, 1986 - September 9, 1987
HAYNE, MILLER & SWEARINGEN, INC.
September 11, 1985 - July 10, 1986
ENGLER-BUDD & COMPANY INC.
November 3, 1983 - February 7, 1985
MIDWEST DISCOUNT SECURITIES, INC.
January 25, 1982 - September 13, 1983
FUNDAMENTAL EQUITIES CORP.
March 27, 1980 - October 22, 1983
ENGLER-BUDD & COMPANY INC.
March 2, 1976 - May 31, 1978
SHAUGHNESSY & COMPANY, INC.
March 26, 1970 - October 12, 1977
WESTERN FUNDING, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 4/19/1962
Registered Representative ExaminationSeries 00
Date: 3/10/1970
General Securities Principal ExaminationCurrent Firm
KIMBRIDGE & CO., INC.
CRD#: 15631 / SEC#: , 8-32472
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
