KB
Keith T. Brothers
GLADSTONE WEALTH PARTNERS
BOCA RATON, FL 33431
Some features on this profile are disabled
CRD#: 5403898
KB
Professional summary
Keith Thomas Brothers is a registered financial advisor currently at GLADSTONE WEALTH PARTNERS located in Boca Raton, Florida and LPL FINANCIAL LLC located in Palm Beach Gardens, Florida.
Keith is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2009. Keith has worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Keith Thomas Brothers's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 13, 2015 - Present
GLADSTONE WEALTH PARTNERS
Office #1: 2500 N Military Trail #225, Boca Raton, FL 33431Office #2: 1545 Us-206 Suite 300, Bedminster, NJ 07921Office #3: 2000 Pga Blvd. Suite 4440, Palm Beach Gardens, FL 33408RIA
CRD#: 250787
BOCA RATON, FL
Current
July 31, 2014 - Present
LPL FINANCIAL LLC
Office #1: 2000 Pga Blvd Ste 4440, Palm Beach Gardens, FL 33408Office #2: 1545 Us-206 Ste 300, Bedminster, NJ 07921RIA
BD
CRD#: 6413
PALM BEACH GARDENS, FL
Past
December 10, 2014 - November 2, 2015
LPL FINANCIAL LLC
RIA
CRD#: 6413
CHESTER, NJ
Past
August 4, 2014 - December 19, 2016
PRIVATE PORTFOLIO PARTNERS, LLC
RIA
CRD#: 165616
BEDMINSTER, NJ
Past
May 20, 2013 - August 7, 2014
CAPITAL ONE FINANCIAL ADVISORS LLC
RIA
CRD#: 127236
MELVILLE, NY
Past
May 17, 2013 - August 7, 2014
CAPITAL ONE INVESTMENT SERVICES LLC
BD
CRD#: 25658
FREEHOLD, NJ
Past
August 25, 2011 - June 4, 2013
MORGAN STANLEY
RIA
CRD#: 149777
WESTFIELD, NJ
Past
August 25, 2011 - June 4, 2013
MORGAN STANLEY
BD
CRD#: 149777
WESTFIELD, NJ
Past
September 29, 2009 - August 26, 2011
PNC WEALTH MANAGEMENT LLC
RIA
CRD#: 129052
COLTS NECK, NJ
Past
March 18, 2009 - August 26, 2011
PNC WEALTH MANAGEMENT LLC
BD
CRD#: 129052
COLTS NECK, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GW
GLADSTONE WEALTH PARTNERS
AFFINITY WEALTH MANAGEMENT GROUP | WHITE OAK WEALTH PARTNERS | WEALTH FORMAT SYSTEMS, LLC. | TRUE VISION FINANCIAL ADVISORS | THE TEMPLAR FINANCIAL GROUP, LLC | THE CHOICE GROUP | SYMMETRY WEALTH ADVISORY GROUP | STRATOS WEALTH ADVISORY GROUP | STRATOS WEALTH ADVISOR GROUP | SSNA WEALTH | SILVERLEAF WEALTH MANAGEMENT | PUZZLE WEALTH SOLUTIONS, LLC | PUZZLE WEALTH SOLUTIONS LLC | PUZZLE WEALTH PARTNERS | PUZZLE ICS | PRIVATE WEALTH GROUP | PLATINUM WEALTH ADVISORS | PINNACLE WEALTH MANAGEMENT | PERSPECTIVE WEALTH PLANNING | PEAK WEALTH PARTNERS | PALMIERI FINANCIAL GROUP | MCKEE WEALTH MANAGEMENT INC. | MCKEE FINANCIAL, LLC | MCKEE FINANCIAL RESOURCES, INC | MCKEE FINANCIAL RESOURCES INC. | MASTRODIMOS WEALTH GROUP | LIMESTONE FINANCIAL GROUP | LAU WEALTH MANAGEMENT | KEY FINANCIAL ADVISORS, LLC | JOCKEY HOLLOW FINANCIAL SERVICES, LLC | IRUS WEALTH MANAGEMENT | INVESTMENT BY PLANNERS | INTEGRITY WEALTH | INTEGRITY POINT ADVISORS | HOFFMAN FINANCIAL STRATEGIES | HENRY AND HANNAY WEALTH MANAGEMENT | HEARTLAND RETIREMENT GROUP WEALTH MANAGEMENT | HEALTH MEETS WEALTH ADVISORS | GREEN RIDGE WEALTH PLANNING | GLADSTONE WEALTH PARTNERS | GLADSTONE WEALTH GROUP | GLADSTONE INSTITUTIONAL ADVISORY LLC | GLADSTONE CAPITAL MANAGEMENT | FREEDOM INVESTMENT MANAGEMENT GROUP | FOCUSED WEALTH, LLC. | CARBON WEALTH MANAGEMENT INC. | BLUESTONE WEALTH ADVISORS | AVANCE PRIVATE WEALTH MANAGEMENT | AURORA WEALTH ADVISORS | AS WEALTH MANAGEMENT LLC | AFFLUENT WEALTH CONSULTING LLC
CRD#: 250787 / SEC#: 801-101532
RIA
Registered Investment Advisory firm - (7/28/2015 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(7/3/2019)
RR
Alaska(12/20/2018)
RR
Arizona(5/8/2023)
RR
Arkansas(12/12/2019)
RR
California(12/20/2018)
RR
Colorado(10/10/2018)
RR
Connecticut(7/31/2014)
RR
Delaware(3/29/2018)
RR
District of Columbia(12/20/2018)
RR
Florida(7/31/2014)
IAR
Florida(6/24/2016)
RR
Georgia(12/20/2018)
RR
Hawaii(5/8/2023)
RR
Idaho(5/8/2023)
RR
Illinois(12/20/2018)
RR
Indiana(12/12/2019)
RR
Iowa(5/8/2023)
RR
Kansas(12/12/2019)
RR
Kentucky(5/8/2023)
RR
Louisiana(5/8/2023)
RR
Maine(5/8/2023)
RR
Maryland(9/25/2018)
RR
Massachusetts(12/20/2018)
RR
Michigan(12/12/2019)
RR
Minnesota(12/20/2018)
RR
Mississippi(5/8/2023)
RR
Missouri(5/8/2023)
RR
Montana(12/20/2018)
RR
Nebraska(12/12/2019)
RR
Nevada(1/14/2016)
RR
New Hampshire(10/31/2018)
IAR
New Hampshire(12/19/2022)
RR
New Jersey(7/31/2014)
IAR
New Jersey(8/13/2015)
RR
New Mexico(12/20/2018)
RR
New York(7/31/2014)
RR
North Carolina(12/20/2018)
RR
North Dakota(12/20/2018)
RR
Ohio(12/20/2018)
RR
Oklahoma(5/8/2023)
RR
Oregon(5/8/2023)
RR
Pennsylvania(7/31/2014)
RR
Puerto Rico(5/8/2023)
RR
Rhode Island(5/8/2023)
RR
South Carolina(12/20/2018)
RR
South Dakota(5/8/2023)
IAR
Texas(2/9/2016)
RR
Texas(2/26/2016)
RR
Utah(5/8/2023)
RR
Vermont(5/8/2023)
RR
Virgin Islands(5/8/2023)
RR
Virginia(12/5/2017)
RR
Washington(11/14/2019)
RR
West Virginia(5/8/2023)
RR
Wisconsin(11/6/2017)
RR
Wyoming(5/8/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
GW
GLADSTONE WEALTH PARTNERS
AFFINITY WEALTH MANAGEMENT GROUP | WHITE OAK WEALTH PARTNERS | WEALTH FORMAT SYSTEMS, LLC. | TRUE VISION FINANCIAL ADVISORS | THE TEMPLAR FINANCIAL GROUP, LLC | THE CHOICE GROUP | SYMMETRY WEALTH ADVISORY GROUP | STRATOS WEALTH ADVISORY GROUP | STRATOS WEALTH ADVISOR GROUP | SSNA WEALTH | SILVERLEAF WEALTH MANAGEMENT | PUZZLE WEALTH SOLUTIONS, LLC | PUZZLE WEALTH SOLUTIONS LLC | PUZZLE WEALTH PARTNERS | PUZZLE ICS | PRIVATE WEALTH GROUP | PLATINUM WEALTH ADVISORS | PINNACLE WEALTH MANAGEMENT | PERSPECTIVE WEALTH PLANNING | PEAK WEALTH PARTNERS | PALMIERI FINANCIAL GROUP | MCKEE WEALTH MANAGEMENT INC. | MCKEE FINANCIAL, LLC | MCKEE FINANCIAL RESOURCES, INC | MCKEE FINANCIAL RESOURCES INC. | MASTRODIMOS WEALTH GROUP | LIMESTONE FINANCIAL GROUP | LAU WEALTH MANAGEMENT | KEY FINANCIAL ADVISORS, LLC | JOCKEY HOLLOW FINANCIAL SERVICES, LLC | IRUS WEALTH MANAGEMENT | INVESTMENT BY PLANNERS | INTEGRITY WEALTH | INTEGRITY POINT ADVISORS | HOFFMAN FINANCIAL STRATEGIES | HENRY AND HANNAY WEALTH MANAGEMENT | HEARTLAND RETIREMENT GROUP WEALTH MANAGEMENT | HEALTH MEETS WEALTH ADVISORS | GREEN RIDGE WEALTH PLANNING | GLADSTONE WEALTH PARTNERS | GLADSTONE WEALTH GROUP | GLADSTONE INSTITUTIONAL ADVISORY LLC | GLADSTONE CAPITAL MANAGEMENT | FREEDOM INVESTMENT MANAGEMENT GROUP | FOCUSED WEALTH, LLC. | CARBON WEALTH MANAGEMENT INC. | BLUESTONE WEALTH ADVISORS | AVANCE PRIVATE WEALTH MANAGEMENT | AURORA WEALTH ADVISORS | AS WEALTH MANAGEMENT LLC | AFFLUENT WEALTH CONSULTING LLC
CRD#: 250787 / SEC#: 801-101532
RIA
Registered Investment Advisory firm - (7/28/2015 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
2000 Pga Blvd. Suite 4440, Palm Beach Gardens, FL 33408
Mailing Address
1545 Us-206 Suite 300, Bedminster, NJ 07921
Phone number
(908) 719-1313
Established
Firm type
Fiscal year end
# of Employees
163
SEC notice filing (50 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 17,810 |
| AUM (Assets Under Management) | $ 4,943,971,956 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
GLADSTONE WEALTH PARTNERS
CRD#: 250787Boca Raton, FL 33431TRUST BUT VERIFY
Monitor Keith Brothers
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
