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Spencer D. Schomer

HOKU PARTNERS LLC
HIGHLANDS RANCH, CO
Some features on this profile are disabled
CRD#: 5403816
SS

Professional summary

Spencer Davis Schomer is a registered financial advisor currently at HOKU PARTNERS LLC located in Highlands Ranch, Colorado.

Spencer is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Spencer has worked at 5 firms and has passed the Series 65, Series 63, Series 66, SIE, Series 6 and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Personal Rental Property; Non Investment Related; Crested Butte, CO; Rental Property; Owner; Start Date 6/2018; 5 hours per month, 0 during trading hours; rental income

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Spencer Davis Schomer's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 31, 2025 - Present

HOKU PARTNERS LLC

RIA
CRD#: 337936
HIGHLANDS RANCH, CO
Past

April 5, 2013 - May 30, 2025

FORESIDE FUNDS DISTRIBUTORS LLC

BD
CRD#: 31334
Denver, CO
Past

December 7, 2011 - March 11, 2013

FORESIDE FUND SERVICES, LLC

BD
CRD#: 46106
DENVER, CO
Past

January 19, 2009 - March 11, 2011

PRIMA CAPITAL MANAGEMENT, INC.

RIA
CRD#: 112562
DENVER, CO
Past

September 20, 2007 - June 3, 2008

CITIGROUP GLOBAL MARKETS INC.

RIA
CRD#: 7059
LOS ANGELES, CA
Past

August 21, 2007 - June 3, 2008

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
LOS ANGELES, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Colorado
(7/31/2025)

Exams

State Security Law Exam
IAR
Series 65
Date: 7/11/2025
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 2/28/2012
Uniform Securities Agent State Law Examination
State Security Law Exam
RR
IAR
Series 66
Date: 9/4/2007
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 6
Date: 10/13/2011
Investment Company Products/Variable Contracts Representative Examination
General Industry/Product Exam
RR
Series 7
Date: 8/20/2007
General Securities Representative Examination

Current Firm

HP
HOKU PARTNERS LLC
HOKU PARTNERS LLC

CRD#: 337936 / SEC#:

Colorado
Registered Investment Advisory firm - (7/31/2025 Approved)
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Contact information

Main Address
Highlands Ranch, CO
Mailing Address
Phone number
(303) 913-5031
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV
0

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

HOKU PARTNERS LLC

CRD#: 337936Highlands Ranch, CO

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