Stephen F. Murphy
Professional summary
Stephen Francis Murphy, who also goes by Stephen Francis Murphy III, Stephen Francis Murphy, is a registered financial professional currently at ROBINHOOD FINANCIAL, LLC located in Lake Mary, Florida.
Stephen is registered as a RR (Registered Representative) and started their career in finance in 2007. Stephen has worked at 6 firms and has passed the Series 65, Series 63, Series 52TO, SIE, Series 7, Series 6, Series 4, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Stephen Francis Murphy's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 13, 2021 - Present
ROBINHOOD FINANCIAL, LLC
Office #1: 500 Colonial Center Pky Suite 100, Lake Mary, FL 32746June 1, 2020 - April 16, 2021
VIRTU AMERICAS LLC
December 13, 2017 - June 1, 2020
VIRTU ITG LLC
November 27, 2012 - December 4, 2017
COMMONWEALTH FINANCIAL NETWORK
November 26, 2012 - December 4, 2017
COMMONWEALTH FINANCIAL NETWORK
January 20, 2010 - November 29, 2012
OSAIC FS, INC.
August 29, 2007 - December 5, 2008
BLACKROCK INVESTMENTS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/13/2021)
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationFINRA
Current Firm
ROBINHOOD FINANCIAL, LLC
CRD#: 165998 / SEC#: , 8-69188
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ROBINHOOD MARKETS, INC | 100% OWNER | |
| BILLINGS, MATTHEW JOHN | PRESIDENT, CHIEF EXECUTIVE OFFICER | 1915377 |
| CAVALLARO, ANTHONY JOSEPH | CHIEF COMPLIANCE OFFICER | 1607925 |
| GALVIN, SCOT SEAN | PRINCIPAL OPERATIONS OFFICER | 3226179 |
| KELATI, DANIEL T | CHIEF FINANCIAL OFFICER AND PRINCIPAL FINOP | 3103432 |
| KOLLER, WALTER | CHIEF OPERATING OFFICER | 1932260 |
| QUIRK, STEVEN MARK | MANAGER | 2728768 |
| SUBRAMANIAN, SIVARAMAKRISHNAN | MANAGER | 7339479 |
Disclosures
| Regulatory Event | 55 |
| Arbitration | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
ROBINHOOD FINANCIAL, LLC
CRD#: 165998Lake Mary, FL 32746TRUST BUT VERIFY
Monitor Stephen Murphy
Get automatic monthly alerts on:
