WK
Wendy Kouvaras
SPC
Wooster, OH 44691
Some features on this profile are disabled
CRD#: 5403681
WK
Professional summary
Wendy Kouvaras, AIF®, who also goes by Wendy Ann Beaver, Wendy A Kouvaras, is a registered financial advisor currently at SPC located in Wooster, Ohio and SIGMA FINANCIAL CORPORATION located in Wooster, Ohio.
Wendy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Wendy has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Wendy Ann Beaver | Wendy A Kouvaras
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. INDEPENDENT INSURANCE AGENT OFFERING VARIOUS LINES OF INSURANCE THROUGH VARIOUS PROVIDERS. 2. Sigma Financial - Independent Registered Rep DBA as Legacy Retirement Advisors, Wooster, OH. Start date: 9/22/23, approx. 160 hrs/mo. INV REL: Y 3. Five-Star Gymnastics of Ohio - Husband purchased gym and I am listed as a co-owner. He is sole prop. and I would assist in business responsibilities, as needed. Start date: 8/1/16, approx. 16-20 hrs/mo, with 2 hrs during trading hours.
CRS (Client Relationship Summary) - RIA
Click below to view Wendy Kouvaras's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
June 11, 2013 - Present
SPC
Office #1: 4329 Cleveland Rd, Wooster, OH 44691RIA
CRD#: 110692
Wooster, OH
Current
June 11, 2013 - Present
SIGMA FINANCIAL CORPORATION
Office #1: 4329 Cleveland Road, Wooster, OH 44691BD
CRD#: 14303
Wooster, OH
Past
July 24, 2012 - July 16, 2013
PENSION BUILDERS AND CONSULTANTS/ADVICEWARE
RIA
CRD#: 164400
ROCKY RIVER, OH
Past
May 6, 2010 - November 26, 2012
REHMANN WEALTH
RIA
CRD#: 123047
ROCKY RIVER, OH
Past
March 8, 2010 - June 14, 2013
OSAIC WEALTH, INC.
BD
CRD#: 23131
ROCKY RIVER, OH
Past
January 10, 2008 - February 25, 2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
CLEVELAND, OH
Past
November 12, 2007 - February 25, 2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
CLEVELAND, OH
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SP
SPC
PARKLAND SECURITIES, LLC | SPC | SIGMA PLANNING CORPORATION | SIGMA PLANNING CORP
CRD#: 110692 / SEC#: 801-20404
RIA
Registered Investment Advisory firm - (1/11/1984 Approved)Alaska
Registered Investment Advisory firm - (2/13/2002 Cancelled)Arizona
Registered Investment Advisory firm - (2/14/2002 Terminated)California
Registered Investment Advisory firm - (1/17/2002 Cancelled)Colorado
Registered Investment Advisory firm - (2/14/2002 Cancelled)Delaware
Registered Investment Advisory firm - (2/14/2002 Terminated)Hawaii
Registered Investment Advisory firm - (3/19/2002 Terminated)Montana
Registered Investment Advisory firm - (2/12/2002 Terminated)New Hampshire
Registered Investment Advisory firm - (2/14/2002 Terminated)New Mexico
Registered Investment Advisory firm - (2/14/2002 Terminated)New York
Registered Investment Advisory firm - (1/17/2002 Cancelled)Rhode Island
Registered Investment Advisory firm - (3/7/2002 Terminated)Tennessee
Registered Investment Advisory firm - (2/14/2002 Terminated)Utah
Registered Investment Advisory firm - (1/17/2002 Terminated)Wisconsin
Registered Investment Advisory firm - (1/30/2002 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
Florida(6/25/2013)
RR
Illinois(7/11/2013)
RR
Kentucky(10/13/2023)
RR
Michigan(5/24/2024)
RR
Nevada(10/26/2016)
RR
New Jersey(3/28/2024)
RR
Ohio(6/11/2013)
IAR
Ohio(6/11/2013)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market
Current Firm
SP
SPC
PARKLAND SECURITIES, LLC | SPC | SIGMA PLANNING CORPORATION | SIGMA PLANNING CORP
CRD#: 110692 / SEC#: 801-20404
RIA
Registered Investment Advisory firm - (1/11/1984 Approved)Alaska
Registered Investment Advisory firm - (2/13/2002 Cancelled)Arizona
Registered Investment Advisory firm - (2/14/2002 Terminated)California
Registered Investment Advisory firm - (1/17/2002 Cancelled)Colorado
Registered Investment Advisory firm - (2/14/2002 Cancelled)Delaware
Registered Investment Advisory firm - (2/14/2002 Terminated)Hawaii
Registered Investment Advisory firm - (3/19/2002 Terminated)Montana
Registered Investment Advisory firm - (2/12/2002 Terminated)New Hampshire
Registered Investment Advisory firm - (2/14/2002 Terminated)New Mexico
Registered Investment Advisory firm - (2/14/2002 Terminated)New York
Registered Investment Advisory firm - (1/17/2002 Cancelled)Rhode Island
Registered Investment Advisory firm - (3/7/2002 Terminated)Tennessee
Registered Investment Advisory firm - (2/14/2002 Terminated)Utah
Registered Investment Advisory firm - (1/17/2002 Terminated)Wisconsin
Registered Investment Advisory firm - (1/30/2002 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
300 Parkland Plaza, Ann Arbor, MI 48103
Mailing Address
Phone number
(734) 663-1611
Established
Firm type
Fiscal year end
# of Employees
462
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 26,544 |
| AUM (Assets Under Management) | $ 5,655,661,675 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
