Andrew Kalpakis
Professional summary
Andrew Kalpakis, who also goes by Andrew James Kalpakis, Andrew J Kalpakis, is a registered financial professional currently at T3 TRADING GROUP, LLC located in New York, New York.
Andrew is registered as a RR (Registered Representative) and started their career in finance in 2007. Andrew has worked at 9 firms and has passed the Series 66, Series 63, Series 57TO, SIE, Series 7, Series 6 and Series 24 exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Andrew Kalpakis's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 28, 2026 - Present
T3 TRADING GROUP, LLC
Office #1: 88 Pine Street 23rd Floor, New York, NY 10005November 7, 2024 - September 16, 2025
KEY INVESTMENT SERVICES LLC
November 4, 2024 - September 16, 2025
KEY INVESTMENT SERVICES LLC
August 22, 2023 - November 4, 2024
THRIVENT INVESTMENT MANAGEMENT INC.
August 16, 2023 - November 4, 2024
THRIVENT INVESTMENT MANAGEMENT INC.
February 26, 2022 - April 24, 2023
THRIVENT INVESTMENT MANAGEMENT INC.
February 18, 2022 - April 24, 2023
THRIVENT INVESTMENT MANAGEMENT INC.
October 9, 2017 - October 25, 2021
EQUITABLE ADVISORS, LLC
October 9, 2017 - October 25, 2021
EQUITABLE ADVISORS, LLC
November 25, 2015 - December 16, 2015
EDWARD JONES
November 25, 2015 - December 16, 2015
EDWARD JONES
November 2, 2012 - November 13, 2015
MORGAN STANLEY
November 2, 2012 - November 13, 2015
MORGAN STANLEY
October 1, 2012 - November 15, 2012
J.P. MORGAN SECURITIES LLC
October 1, 2012 - November 15, 2012
J.P. MORGAN SECURITIES LLC
March 1, 2010 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
May 2, 2009 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
March 23, 2009 - May 2, 2009
WAMU INVESTMENTS, INC.
September 6, 2007 - March 9, 2009
CHASE INVESTMENT SERVICES CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 7/27/2026
Securities Trader ExamFINRA
Current Firm
T3 TRADING GROUP, LLC
CRD#: 154431 / SEC#: , 8-68639
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| T3 COMPANIES, LLC | MEMBER/OWNER | |
| LI, XIAOYAN | PRINCIPAL FINANCIAL OFFICER | 4465893 |
| LI, XIAOYAN | PRINCIPAL OPERATIONS OFFICER | 4465893 |
| LI, XIAOYAN | FINOP | 4465893 |
| MARQUIS, GARRET CHRISTIAN | CHEIF EXECUTIVE OFFICER | 3198686 |
| PIKOWSKI, STEVEN | CHIEF COMPLIANCE OFFICER | 1562340 |
| REDLER, SCOTT JASON JR | CHIEF STRATEGIC OFFICER | 2680492 |
Disclosures
| Regulatory Event | 3 |
Red Flags
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