Jeffrey J. Higgins
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeffrey James Higgins was a registered financial professional .
Jeffrey is a previously registered financial professional and started their career in finance in 2012. Jeffrey had worked at 2 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 7, 2013 - December 31, 2013
PIPER JAFFRAY INVESTMENT MANAGEMENT, LLC
June 7, 2012 - April 29, 2014
PIPER SANDLER & CO.
State Registrations and Notice Filings
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Exams
Current Firm
PIPER JAFFRAY INVESTMENT MANAGEMENT, LLC
CRD#: 145876 / SEC#: 801-68637
Contact information
Red Flags
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