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Ryan K. Vest

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CRD#: 5403578
RV

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Ryan Keith Vest was a registered financial professional .

Ryan is a previously registered financial professional and started their career in finance in 2007. Ryan had worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Millington Financial Advisors, LLC 222 South Mill Street Naperville IL 60540 Financial Advisory Firm Investment Advisory Representative. Since 07/2019 Homeside Financial LLC 1323 Butterfield Road Downers Grove, IL 60515 Mortgage Broker Non-investment related 100 hours per month OUTSIDE BROKERING OF LIFE, HEALTH, AND DISABILITY INSURANCE. OUTSIDE BROKERING OF FIXED ANNUTIES AND LONG TERM CARE 1323 BUTTERFIELD ROAD DOWNERS GROVE, IL 60515 BROKER - START DATE 2/16/2011 HOURS 8 A MONTH FUSION FINANCIAL SERVICES, INC. 3010 HIGHLAND PARKWAY SUITE 700 DOWNERS GROVE, IL 60515 PRESIDENT 4/5/2012 5 HR PER MONTH. DBA OFFERING VARIOUS FINANCIAL SERVICES

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

July 22, 2019 - August 5, 2024

MILLINGTON INVESTMENTS, LLC

BD
CRD#: 168800
NAPERVILLE, IL
Past

July 9, 2019 - September 18, 2024

MILLINGTON FINANCIAL ADVISORS, LLC

RIA
CRD#: 156315
Downers Grove, IL
Past

April 14, 2017 - July 25, 2018

HALO SECURITIES, LLC

BD
CRD#: 279029
CHICAGO, IL
Past

March 20, 2017 - July 25, 2018

ROTHSCHILD WEALTH LLC

RIA
CRD#: 162442
OAKBROOK, IL
Past

October 28, 2016 - February 21, 2017

EAGLE STRATEGIES LLC

RIA
CRD#: 110826
DOWNERS GROVE, IL
Past

October 16, 2007 - February 21, 2017

NYLIFE SECURITIES LLC

BD
CRD#: 5167
DOWNERS GROVE, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 10/3/2016
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 1/7/2008
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 7/25/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 3/31/2016
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 10/13/2007
Investment Company Products/Variable Contracts Representative Examination

Current Firm

MI
MILLINGTON INVESTMENTS, LLC
MILLINGTON INSURANCE SOLUTIONS, LLC | MILLINGTON INVESTMENTS, LLC

CRD#: 168800 / SEC#: , 8-69328

BD
Terminated by SEC on 08/04/2024
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Contact information

Main Address
Mailing Address
Phone number
Established
Illinois since 07/29/2013
Firm type
Limited Liability Company
Fiscal year end
June
Firm Size
Small
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
MILLINGTON, CHARLES FRANCISMANAGER4683520
MILLINGTON, CHARLES GLENNCCO1032017

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MILLINGTON INVESTMENTS, LLC

CRD#: 168800

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