JW
James G. Wahlberg
BARE WEALTH ADVISORS
Gap, PA 17527
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CRD#: 5402989
JW
Professional summary
James Gregory Wahlberg, who also goes by James Wahlberg, Jim Wahlberg, is a registered financial advisor currently at BARE WEALTH ADVISORS located in Gap, Pennsylvania.
James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. James has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
James Wahlberg | Jim Wahlberg
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Millersville Townhouse Position: Owner Nature: I have a townhouse rental unit Investment Related: No Hours: 2 Securities Trading Hours: 0 Start Date: 02/01/2015 Address: 149 Knollwood Road, Millersville PA 17551 BARE WEALTH ADVISORS POSITION: Investment Advisor Representative NATURE: Investment Advisor Representative INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 140 START DATE: 10/17/2023 ADDRESS: 835 Houston Run Drive, Suite 260, Gap PA 17527 DESCRIPTION: Provide comprehensive financial planning and invest advisory advice. Review advisory accounts and provide recommendations on advisory accounts. BARE WEALTH ADVISORS POSITION: Sales NATURE: Insurance sales. Medicare insurance, life insurance, long term care INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 05/01/2016 ADDRESS: 835 Houston Run Drive, Suite 260, Gap PA 17527 DESCRIPTION: Selling equity indexed annuities. MILLERSVILLE BIBLE CHURCH POSITION: Volunteer NATURE: Volunteering at church INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 05/01/2007 ADDRESS: 1940 New Danville Pike, Lancaster PA 17603 DESCRIPTION: Involved as a church deacon and have meetings monthly to discuss caring for the church facility. Once every couple months I volunteer as a church greeter and help in the children's ministry program
CRS (Client Relationship Summary) - RIA
Click below to view James Gregory Wahlberg's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 16, 2023 - Present
BARE WEALTH ADVISORS
Office #1: 835 Houston Run Drive Suite 260, Gap, PA 17527RIA
CRD#: 328043
Gap, PA
Past
October 29, 2018 - May 31, 2024
SECURITIES AMERICA ADVISORS, INC.
RIA
CRD#: 110518
GAP, PA
Past
August 24, 2018 - May 31, 2024
SECURITIES AMERICA, INC.
BD
CRD#: 10205
GAP, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BW
BARE WEALTH ADVISORS
BARE FINANCIAL SERVICES INC. | BARE WEALTH ADVISORS
CRD#: 328043 / SEC#: 801-128789
RIA
Registered Investment Advisory firm - (9/28/2023 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Pennsylvania(10/16/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
BW
BARE WEALTH ADVISORS
BARE FINANCIAL SERVICES INC. | BARE WEALTH ADVISORS
CRD#: 328043 / SEC#: 801-128789
RIA
Registered Investment Advisory firm - (9/28/2023 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
835 Houston Run Drive Suite 260, Gap, PA 17527
Mailing Address
Phone number
(717) 407-5200
Established
Firm type
Fiscal year end
# of Employees
19
SEC notice filing (4 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,283 |
| AUM (Assets Under Management) | $ 509,336,137 |
Red Flags
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Company Information
BARE WEALTH ADVISORS
CRD#: 328043Gap, PA 17527TRUST BUT VERIFY
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