Darren M. Thompson
Professional summary
Darren Mendell Thompson is a registered financial advisor currently at MINISTRY PARTNERS SECURITIES, LLC located in Fresno, California.
Darren is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2023. Darren has worked at 1 firm and has passed the Series 66, Series 7TO, SIE and Series 24 exams.
Biography
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Darren Mendell Thompson's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Darren Mendell Thompson's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 8, 2023 - Present
MINISTRY PARTNERS SECURITIES, LLC
Office #1: 8483 N. Millbrook Avenue, Suite 106, Fresno, CA 93720Office #2: One Pointe Dr, Suite 205, Brea, CA 92821Office #3: 716 E. Colorado Ave., Nampa, ID 83686May 1, 2023 - Present
MINISTRY PARTNERS SECURITIES, LLC
Office #1: 8483 N. Millbrook Avenue, Suite 106, Fresno, CA 93720Office #2: One Pointe Dr, Suite 205, Brea, CA 92821Office #3: 716 E. Colorado Ave., Nampa, ID 83686State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/7/2024)
(8/8/2023)
(8/8/2023)
(3/7/2024)
(3/7/2024)
(3/7/2024)
(3/7/2024)
(3/7/2024)
(3/8/2024)
(3/7/2024)
(2/8/2024)
(3/7/2024)
(3/7/2024)
Exams
Series 7TO
Date: 5/1/2023
General Securities Representative ExaminationFINRA
Current Firm
MINISTRY PARTNERS SECURITIES, LLC
CRD#: 154349 / SEC#: , 8-68628
Contact information
FINRA licenses (26 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 115 |
| AUM (Assets Under Management) | $ 15,166,934 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
MINISTRY PARTNERS SECURITIES, LLC
President & Chief Executive OfficerCRD#: 154349Fresno, CA 93720TRUST BUT VERIFY
Monitor Darren Thompson
Get automatic monthly alerts on: