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Darren Mendell Thompson

Darren M. Thompson

MINISTRY PARTNERS SECURITIES | President & Chief Executive Officer
Fresno, CA 93720
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CRD#: 5402755
Darren Mendell Thompson

Professional summary


Darren Mendell Thompson is a registered financial advisor currently at MINISTRY PARTNERS SECURITIES, LLC located in Fresno, California.

Darren is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2023. Darren has worked at 1 firm and has passed the Series 66, Series 7TO, SIE and Series 24 exams.

Biography


Mr. Thompson has served as the President and Chief Executive Officer of Ministry Partners Investment Company, LLC (MPS's Parent Company) since December 2023. He previously held the position of Executive Vice President, Chief Operating Officer from January 2022. Mr. Thompson previously served as Chief Lending Officer at America’s Christian Credit Union, one of the Company’s equity owners where he led various departments since 2013. Over his eleven-year career at ACCU, he served as Manager of Loan Participations, AVP Credit Services, VP Business Lending and VP Corporate Services. Prior to ACCU, he worked at Western Corporate Federal Credit Union from 2003 to 2011 as a treasury trader. Mr. Thompson holds a Bachelor of Science in Marketing, and a Master of Arts in Management from Azusa Pacific University. He holds various certifications from the CUES School of Commercial Lending, CUES Advanced School of Business Lending and the New York Institute of Finance.
top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
I am the President/CEO of Ministry Partners Investment Company (MPIC), which engages in Church financing & Business Lending. I oversee the firms' operations, Strategy, Financial Objectives, Personnel Oversight. I devote 25 hours a week of which 10 hours are during Securities Trading hours. Started February 28,2022.

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Darren Mendell Thompson's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD


Click below to view Darren Mendell Thompson's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

August 8, 2023 - Present

MINISTRY PARTNERS SECURITIES, LLC

Office #1: 8483 N. Millbrook Avenue, Suite 106, Fresno, CA 93720Office #2: One Pointe Dr, Suite 205, Brea, CA 92821Office #3: 716 E. Colorado Ave., Nampa, ID 83686
RIA
BD
CRD#: 154349
Fresno, CA
Current

May 1, 2023 - Present

MINISTRY PARTNERS SECURITIES, LLC

Office #1: 8483 N. Millbrook Avenue, Suite 106, Fresno, CA 93720Office #2: One Pointe Dr, Suite 205, Brea, CA 92821Office #3: 716 E. Colorado Ave., Nampa, ID 83686
RIA
BD
CRD#: 154349
Fresno, CA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Arizona
(3/7/2024)
RR
California
(8/8/2023)
IAR
California
(8/8/2023)
RR
Colorado
(3/7/2024)
RR
Florida
(3/7/2024)
RR
Idaho
(3/7/2024)
RR
Illinois
(3/7/2024)
RR
New York
(3/7/2024)
RR
Ohio
(3/8/2024)
RR
Oregon
(3/7/2024)
RR
Tennessee
(2/8/2024)
RR
Texas
(3/7/2024)
RR
Washington
(3/7/2024)

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 7/25/2023
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 5/1/2023
General Securities Representative Examination
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


MP
MINISTRY PARTNERS SECURITIES, LLC
LYON WEALTH ADVISORY, LLC | MINISTRY PARTNERS SECURITIES, LLC

CRD#: 154349 / SEC#: , 8-68628

California
Registered Investment Advisory firm - SEC (7/10/2013 Approved)
Idaho
Registered Investment Advisory firm - SEC (12/12/2022 Approved)
Illinois
Registered Investment Advisory firm - SEC (3/20/2020 Approved)
Oregon
Registered Investment Advisory firm - SEC (3/29/2018 Approved)
Tennessee
Registered Investment Advisory firm - SEC (2/18/2025 Approved)
Texas
Registered Investment Advisory firm - SEC (5/15/2015 Approved)
BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information


Main Address
One Pointe Dr Suite 205, Brea, CA 92821
Mailing Address
340 North Westlake Blvd Suite 160, Westlake Village, CA 91362
Phone number
(714) 671-5720
Established
Delaware since 04/27/2010
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
6

FINRA licenses (26 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Direct owners and executive officers


NamePositionCRD#
MINISTRY PARTNERS INVESTMENT COMPANY, LLCPARENT
FLUDE, DANIEL ALLANPRINCIPAL FINANCIAL OFFICER, FINOP5813596
SWEENEY, BRIAN PATRICKCCO4174087
THOMPSON, DARREN MENDELLCEO, PRINCIPAL OPERATING OFFICER5402755

Regulatory assets under management


Total Number of Accounts115
AUM (Assets Under Management)$ 15,166,934

Disclosures


Regulatory Event1

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


MINISTRY PARTNERS SECURITIES, LLC

President & Chief Executive OfficerCRD#: 154349Fresno, CA 93720

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