Nicholas R. Zaiko

BRIDGEBAY FINANCIAL

CRD#: 5402506

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Professional summary

Nicholas Ruiz Zaiko, CIMA® is a registered financial advisor currently at BRIDGEBAY FINANCIAL, INC. .

Nicholas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Nicholas has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nicholas Ruiz Zaiko's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CIMA^®

Certified Investment Management Analyst

Experience

Current

August 8, 2007 - Present

BRIDGEBAY FINANCIAL, INC.

RIA

CRD#: 130279

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BRIDGEBAY FINANCIAL, INC.

BRIDGEBAY | BRIDGEBAY FINANCIAL, INC. | BRIDGEBAY CONSULTING | BRIDGEBAY ADVISORS

CRD#: 130279 / SEC#: 801-108193

RIA

Registered Investment Advisory firm - (7/25/2016 Approved)

California

Registered Investment Advisory firm - (3/30/2018 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(8/8/2007)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/3/2007

Uniform Investment Adviser Law Examination

Current Firm

BRIDGEBAY FINANCIAL, INC.

BRIDGEBAY | BRIDGEBAY FINANCIAL, INC. | BRIDGEBAY CONSULTING | BRIDGEBAY ADVISORS

CRD#: 130279 / SEC#: 801-108193

RIA

Registered Investment Advisory firm - (7/25/2016 Approved)

California

Registered Investment Advisory firm - (3/30/2018 Terminated)

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Contact information

Main Address

2603 Camino Ramon Suite 200, San Ramon, CA 94583-6014

Mailing Address

2603 Camino Ramon Suite 200, San Ramon, CA 94583-6014

Phone number

(925) 743-0200

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Latest Form ADV

Part 2 Brochures

BRIDGEBAY FINANCIAL, INC. (3/6/2025)

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Nicholas R. Zaiko

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nicholas Ruiz Zaiko's CRS (Customer Relationship Summary).

Certified licenses

Experience

BRIDGEBAY FINANCIAL, INC.

Primary Firm SEC Registration

BRIDGEBAY FINANCIAL, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 7/3/2007

Current Firm

BRIDGEBAY FINANCIAL, INC.

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Red Flags

Company Information

BRIDGEBAY FINANCIAL, INC.

TRUST BUT VERIFY

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