Amber N. Vigneron
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Amber Nicole Vigneron was a registered financial professional .
Amber is a previously registered financial professional and started their career in finance in 2013. Amber had worked at 8 firms and has passed the SIE and Series 99 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 10, 2015 - December 19, 2016
INVESTORS CAPITAL CORP.
July 10, 2015 - December 31, 2016
VSR FINANCIAL SERVICES, INC.
July 10, 2015 - January 13, 2017
SUMMIT BROKERAGE SERVICES, INC.
July 10, 2015 - January 13, 2017
GIRARD SECURITIES, INC.
March 22, 2013 - January 13, 2017
CETERA FINANCIAL SPECIALISTS LLC
March 21, 2013 - May 3, 2013
CETERA INVESTMENT SERVICES LLC
March 5, 2013 - January 13, 2017
CETERA ADVISORS LLC
March 5, 2013 - January 13, 2017
CETERA WEALTH SERVICES, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
INVESTORS CAPITAL CORP.
CRD#: 30613 / SEC#: 801-62341, 8-45054
Contact information
Disclosures
| Regulatory Event | 22 |
| Arbitration | 11 |
Red Flags
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