KD
Kristina K. Dahl
INDEPENDENT WEALTH NETWORK
Glendale, AZ
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CRD#: 5401099
KD
Professional summary
Kristina K Dahl, who also goes by Kristina K Burnette, Kristina K Mizerak, is a registered financial advisor currently at INDEPENDENT WEALTH NETWORK, INC. located in Glendale, Arizona.
Kristina is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Kristina has worked at 6 firms and has passed the Series 66, Series 7TO, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Kristina K Burnette | Kristina K Mizerak
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) DBA: Sunburst Financial ManagementDBA: Sunburst Financial AZSELF - INSURANCE SALES POSITION: insurance sales NATURE: Insurance Sales INVESTMENT RELATED: Yes NUMBER OF HOURS: 9 SECURITIES TRADING HOURS: 5 START DATE: 04/20/2018 ADDRESS: 5528 W Marconi, Glendale AZ 85306, United States DESCRIPTION: Risk management - assessment & solutions, assess benefit of insurance to meet financial objectives, present solutions, educate 2) GOP Legislative District 27; not investment related; volunteer position; Precinct Captain/PC (Precinct Committeeman); Foundation of the Republican Party; 08/05/2022; 15 hours per month; 0 during trading hours; assist in voter registration, encourage voter turnout, build relationships and increase grassroots involvement
CRS (Client Relationship Summary) - RIA
Click below to view Kristina K Dahl's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 27, 2021 - Present
INDEPENDENT WEALTH NETWORK, INC.
RIA
CRD#: 286262
Glendale, AZ
Past
April 24, 2018 - October 16, 2020
VERUS CAPITAL PARTNERS, LLC
RIA
CRD#: 151568
GLENDALE, AZ
Past
April 23, 2018 - November 25, 2020
SECURITIES AMERICA, INC.
BD
CRD#: 10205
GLENDALE, AZ
Past
February 24, 2016 - April 26, 2018
WADDELL & REED
RIA
CRD#: 866
SCOTTSDALE, AZ
Past
December 2, 2015 - April 26, 2018
WADDELL & REED
BD
CRD#: 866
SCOTTSDALE, AZ
Past
January 1, 2008 - December 1, 2014
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
PEORIA, AZ
Past
September 7, 2007 - January 3, 2008
A. G. EDWARDS & SONS, INC.
BD
CRD#: 4
SUN CITY, AZ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
IW
INDEPENDENT WEALTH NETWORK, INC.
ANTHEM FINANCIAL PARTNERS | SUNBURST FINANCIAL MANAGEMENT | PREFERRED WEALTH MANAGEMENT LLC | POINDEXTER FINANCIAL GROUP | M.A.S.FINANCIAL AND TAX GROUP | LUCASIAN WEALTH MANAGEMENT | KRAMER WEALTH ADVISORY | KFA FINANCIAL | INDEPENDENT WEALTH NETWORK, INC. | INDEPENDENT WEALTH NETWORK GROUP | HOLT ADVISORY GROUP | GILCHRIST WEALTH MANAGEMENT | ETZEL FINANCIAL RESOURCES | DV FINANCIAL | CAPITAL INSURANCE & FINANCIAL SERVICES LLC | BEACON FINANCIAL SERVICES | ARCHER FINANCIAL PARTNERS
CRD#: 286262 / SEC#: 801-110559
RIA
Registered Investment Advisory firm - (6/1/2017 Approved)Ohio
Registered Investment Advisory firm - (8/26/2019 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Arizona(4/27/2021)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 3/26/2024
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Current Firm
IW
INDEPENDENT WEALTH NETWORK, INC.
ANTHEM FINANCIAL PARTNERS | SUNBURST FINANCIAL MANAGEMENT | PREFERRED WEALTH MANAGEMENT LLC | POINDEXTER FINANCIAL GROUP | M.A.S.FINANCIAL AND TAX GROUP | LUCASIAN WEALTH MANAGEMENT | KRAMER WEALTH ADVISORY | KFA FINANCIAL | INDEPENDENT WEALTH NETWORK, INC. | INDEPENDENT WEALTH NETWORK GROUP | HOLT ADVISORY GROUP | GILCHRIST WEALTH MANAGEMENT | ETZEL FINANCIAL RESOURCES | DV FINANCIAL | CAPITAL INSURANCE & FINANCIAL SERVICES LLC | BEACON FINANCIAL SERVICES | ARCHER FINANCIAL PARTNERS
CRD#: 286262 / SEC#: 801-110559
RIA
Registered Investment Advisory firm - (6/1/2017 Approved)Ohio
Registered Investment Advisory firm - (8/26/2019 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2350 Nw 128th St, Urbandale, IA 50323
Mailing Address
Phone number
(515) 461-5123
Established
Firm type
Fiscal year end
# of Employees
25
SEC notice filing (40 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,626 |
| AUM (Assets Under Management) | $ 422,577,169 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
