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BJ

Barbara Andrea Johnson

CAPSTAR FINANCIAL SERVICES
AUSTIN, TX
·CRD# 5400501·19 years experience

Professional Summary

Barbara Andrea Johnson, who also goes by Barbara Andrea Sohn, is a registered financial advisor currently at CAPSTAR FINANCIAL SERVICES LLC located in Austin, Texas. Barbara is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Barbara has worked at 7 firms and has passed the Series 65, Series 66 and Series 7 exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Barbara Andrea Sohn

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

19 years in the financial services industry

Current & Past Employments

CAPSTAR FINANCIAL SERVICES LLC·CRD# 300349
RIA
6500 River Place Suite 200 Building 1, Austin, TX 78730
October 14, 2025 - Present
USAA FINANCIAL PLANNING SERVICES·CRD# 106352
RIA
San Antonio, TX
February 19, 2014 - March 4, 2014
USAA FINANCIAL ADVISORS, INC.·CRD# 129035
BD
San Antonio, TX
February 14, 2014 - March 4, 2014
J.P. MORGAN SECURITIES LLC·CRD# 79
RIA
Fredericksburg, TX
October 1, 2012 - January 2, 2014
J.P. MORGAN SECURITIES LLC·CRD# 79
BD
Fredericksburg, TX
October 1, 2012 - January 2, 2014
CHASE INVESTMENT SERVICES CORP.·CRD# 25574
RIA
Fredericksburg, TX
October 15, 2009 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.·CRD# 25574
BD
Fredericksburg, TX
October 15, 2009 - October 1, 2012
UVEST FINANCIAL SERVICES GROUP, INC.·CRD# 13787
RIA
San Antonio, TX
December 8, 2008 - March 23, 2009
UVEST FINANCIAL SERVICES GROUP, INC.·CRD# 13787
BD
San Antonio, TX
December 8, 2008 - March 23, 2009
EDWARD JONES·CRD# 250
RIA
Boerne, TX
October 17, 2007 - November 13, 2008
EDWARD JONES·CRD# 250
BD
Boerne, TX
September 27, 2007 - November 13, 2008

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Current Firm

CF
CAPSTAR FINANCIAL SERVICES LLC

CAPSTAR FINANCIAL SERVICES LIMITED LIABILITY CORPORATION | CAPSTAR FINANCIAL SERVICES LLC

CRD#: 300349 / SEC#: 801-124743
RIA
Registered Investment Advisory firm - SEC (4/25/2022 Approved)
Louisiana
Registered Investment Advisory firm - Louisiana (9/20/2022 Terminated)
Texas
Registered Investment Advisory firm - Texas (9/15/2022 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

6500 River Place Suite 200 Building 1, Austin, TX 78730

Phone Number

(512) 215-9030

# of Employees

4

SEC notice filing (2 States and Territories)

Registered to provide investment advisory services in 2 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ADV PART 2A-CAPSTAR FINANCIAL SERVICES LIMITED LIABILITY CORPORATION (3/20/2026)

Regulatory Assets Under Management

Total Number of Accounts

826

AUM (Assets Under Management)

$207,804,471

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CF
CAPSTAR FINANCIAL SERVICES LLC

CAPSTAR FINANCIAL SERVICES LIMITED LIABILITY CORPORATION | CAPSTAR FINANCIAL SERVICES LLC

CRD#: 300349 / SEC#: 801-124743
RIA
Registered Investment Advisory firm - SEC (4/25/2022 Approved)
Louisiana
Registered Investment Advisory firm - Louisiana (9/20/2022 Terminated)
Texas
Registered Investment Advisory firm - Texas (9/15/2022 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
Texas
(10/14/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Apr 2024About the Series 65 exam

Series 66 — Uniform Combined State Law Examination

Passed Oct 2007About the Series 66 exam

Series 7 — General Securities Representative Examination

Passed Sep 2007About the Series 7 exam

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CRS (Client Relationship Summary) - RIA

Click below to view Barbara Andrea Johnson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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