Jason R. Gregory

ASSET MANAGEMENT STRATEGIES

Lafayette, IN 47905

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CRD#: 5400474

Professional summary

Jason Ryan Gregory, who also goes by Jason Gregory, is a registered financial advisor currently at ASSET MANAGEMENT STRATEGIES, INC. located in Lafayette, Indiana.

Jason is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Jason has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jason Gregory

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

02/2012-PRESENT, VARIOUS INSURANCE CARRIERS FOR W & R INSURANCE AGENCIES, ROMNEY, IN, INVESTMENT RELATED, INSURANCE SALES, INSURANCE AGENT. 06/2015-PRESENT, INDUSTRIAL FEDERAL CREDIT UNION, LAFAYETTE, IN, NON-INVESTMENT RELATED, FEDERAL CREDIT UNION, BOARD MEMBER, 8 HRS/MO, 0 HRS DURING SECURITY TRADING HOURS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jason Ryan Gregory's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 16, 2017 - Present

ASSET MANAGEMENT STRATEGIES, INC.

Office #1: 100 Saw Mill Road Suite 2300, Lafayette, IN 47905

RIA

CRD#: 135173

Lafayette, IN

Past

November 8, 2017 - December 11, 2017

INTEGRITY BROKERAGE, LLC

CRD#: 117589

SEATTLE, WA

Past

February 13, 2012 - October 19, 2017

WADDELL & REED

RIA

CRD#: 866

INDIANAPOLIS, IN

Past

February 13, 2012 - October 19, 2017

WADDELL & REED

CRD#: 866

INDIANAPOLIS, IN

Past

October 17, 2007 - October 5, 2011

EDWARD JONES

RIA

CRD#: 250

LAFAYETTE, IN

Past

September 27, 2007 - October 5, 2011

EDWARD JONES

CRD#: 250

LAFAYETTE, IN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ASSET MANAGEMENT STRATEGIES, INC.

ASSET MANAGEMENT STRATEGIES, INC. | TIMMONS FINANCIAL LLC | KEMERLY FINANCIAL | BLUESAFE FINANCIAL

CRD#: 135173 / SEC#: 801-108628

RIA

Registered Investment Advisory firm - (11/10/2016 Approved)

Georgia

Registered Investment Advisory firm - (12/20/2016 Terminated)

Illinois

Registered Investment Advisory firm - (11/10/2016 Terminated)

Indiana

Registered Investment Advisory firm - (11/16/2016 Terminated)

Texas

Registered Investment Advisory firm - (11/16/2016 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Indiana
(12/16/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/11/2007

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 12/11/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/26/2007

General Securities Representative Examination

Current Firm

ASSET MANAGEMENT STRATEGIES, INC.

ASSET MANAGEMENT STRATEGIES, INC. | TIMMONS FINANCIAL LLC | KEMERLY FINANCIAL | BLUESAFE FINANCIAL

CRD#: 135173 / SEC#: 801-108628

RIA

Registered Investment Advisory firm - (11/10/2016 Approved)

Georgia

Registered Investment Advisory firm - (12/20/2016 Terminated)

Illinois

Registered Investment Advisory firm - (11/10/2016 Terminated)

Indiana

Registered Investment Advisory firm - (11/16/2016 Terminated)

Texas

Registered Investment Advisory firm - (11/16/2016 Terminated)

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Contact information

Main Address

450 E. 96th Street Suite 500, Indianapolis, IN 46240

Mailing Address

Phone number

(317) 577-6912

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ASSET MANAGEMENT STRATEGIES, INC. ADV PART 2 BROCHURE (3/28/2025)

Regulatory assets under management

Total Number of Accounts	2,038
AUM (Assets Under Management)	$ 207,398,966

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Jason R. Gregory

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jason Ryan Gregory's CRS (Customer Relationship Summary).

Certified licenses

Experience

INTEGRITY BROKERAGE, LLC

WADDELL & REED

WADDELL & REED

EDWARD JONES

EDWARD JONES

Primary Firm SEC Registration

ASSET MANAGEMENT STRATEGIES, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 10/11/2007

SIE

Date: 12/11/2017

Series 7

Date: 9/26/2007

Current Firm

ASSET MANAGEMENT STRATEGIES, INC.

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ASSET MANAGEMENT STRATEGIES, INC.

TRUST BUT VERIFY

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