Jeremy J. Haraway
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeremy Joe Haraway, who also goes by Jeremy Haraway, was a registered financial professional .
Jeremy is a previously registered financial professional and started their career in finance in 2009. Jeremy had worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 14, 2014 - October 2, 2023
PHILLIPS CAPITAL ADVISORS, INC.
June 19, 2013 - October 2, 2023
T.S. PHILLIPS INVESTMENTS, INC.
April 22, 2009 - June 10, 2013
EDWARD JONES
March 31, 2009 - June 10, 2013
EDWARD JONES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PHILLIPS CAPITAL ADVISORS, INC.
CRD#: 115758 / SEC#: 801-66961
Contact information
Regulatory assets under management
| Total Number of Accounts | 646 |
| AUM (Assets Under Management) | $ 588,585,326 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
