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Tommaso Breschi

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CRD#: 5399581
TB

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Tommaso Breschi, CFA was a registered financial professional .

Tommaso is a previously registered financial professional and started their career in finance in 2007. Tommaso had worked at 3 firms and has passed the Series 63, SIE, Series 79, Series 7 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFA

Chartered Financial Analyst

Experience

Past

September 3, 2015 - January 20, 2017

MC SQUARE CAPITAL, LLC

BD
CRD#: 169545
Greenwich, CT
Past

December 10, 2014 - May 18, 2015

MLV & CO. LLC

BD
CRD#: 150959
NEW YORK, NY
Past

November 5, 2013 - December 9, 2014

MLV & CO. LLC

BD
CRD#: 150959
NEW YORK, NY
Past

August 28, 2007 - October 21, 2008

LAZARD FRERES & CO. LLC

BD
CRD#: 2528
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 9/23/2013
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 1/20/2017
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 79
Date: 8/26/2014
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
Series 7
Date: 11/5/2013
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 5/13/2016
General Securities Principal Examination

Current Firm

MS
MC SQUARE CAPITAL, LLC
EXIT 3 CAPITAL MARKETS, LLC | MC SQUARE CAPITAL, LLC

CRD#: 169545 / SEC#: , 8-69374

BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information

Main Address
71 Arch Street, Greenwich, CT 06830
Mailing Address
71 Arch Street, Greenwich, CT 06830
Phone number
(646) 780-7166
Established
Connecticut since 07/25/2013
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (3 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
MC SQUARE HOLDINGS, LLCHOLDING COMPANY
BARENBOIM, LEONARDCCO1523181
MARIN, MARINOMANAGER AND MANAGING PRINCIPAL (CHIEF EXECUTIVE OFFICER)2790923
NEELY, KIMBERLY BETHFINOP2045019

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MC SQUARE CAPITAL, LLC

CRD#: 169545

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