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SH

Soongho Hahn

KBFG SECURITIES AMERICA
New York, NY 10019
Some features on this profile are disabled
CRD#: 5399569
SH

Professional summary


Soongho Hahn, who also goes by Sam Hahn, is a registered financial professional currently at KBFG SECURITIES AMERICA INC. located in New York, New York.

Soongho is registered as a RR (Registered Representative) and started their career in finance in 2007. Soongho has worked at 6 firms and has passed the Series 63, Series 57TO, SIE, Series 7 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Sam Hahn

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Soongho Hahn's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

July 22, 2025 - Present

KBFG SECURITIES AMERICA INC.

Office #1: 1370 Avenue Of The Americas, Suite 2700, New York, NY 10019
BD
CRD#: 39356
New York, NY
Past

December 5, 2022 - December 11, 2023

SHINHAN SECURITIES AMERICA, INC.

BD
CRD#: 31977
NEW YORK, NY
Past

December 9, 2019 - January 6, 2021

SHINHAN SECURITIES AMERICA, INC.

BD
CRD#: 31977
NEW YORK, NY
Past

November 16, 2016 - September 30, 2019

MIRAE ASSET SECURITIES (USA) INC.

BD
CRD#: 30679
NEW YORK, NY
Past

September 16, 2015 - November 16, 2016

NH INVESTMENT & SECURITIES AMERICA, INC.

BD
CRD#: 30660
NEW YORK, NY
Past

September 30, 2010 - August 7, 2015

DAIWA CAPITAL MARKETS AMERICA INC.

BD
CRD#: 1576
NEW YORK, NY
Past

September 26, 2007 - August 31, 2010

SAMSUNG SECURITIES (AMERICA), INC.

BD
CRD#: 43432
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New York
(9/24/2025)

Exams


State Security Law Exam
RR
Series 63
Date: 9/28/2007
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 57TO
Date: 4/4/2023
Securities Trader Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


KS
KBFG SECURITIES AMERICA INC.
HYUNDAI SECURITIES (AMERICA) INC. | KBFG SECURITIES AMERICA INC.

CRD#: 39356 / SEC#: , 8-48651

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information


Main Address
1370 Avenue Of The Americas, Suite 2700, New York, NY 10019
Mailing Address
1370 Avenue Of The Americas, Suite 2700, New York, NY 10019
Phone number
(212) 265-2333
Established
Delaware since 08/22/1995
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (2 States and Territories)


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Documents


Direct owners and executive officers


NamePositionCRD#
KB SECURITIES CO., LTD.OWNER
HAHN, SOONGHOGSP / CCO5399569
SIPINICK, KATHY EFREMFINOP, CFO3248100

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


KBFG SECURITIES AMERICA INC.

CRD#: 39356New York, NY 10019

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