Amy P. Botkin
Professional summary
Amy Pitts Botkin, who also goes by Amy Botkin, Amy Pitts Drake, Amy Rebecca Pitts, is a registered financial advisor currently at ALLIANCEBERNSTEIN L.P. located in Atlanta, Georgia and SANFORD C. BERNSTEIN & CO., LLC located in Atlanta, Georgia.
Amy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Amy has worked at 2 firms and has passed the Series 66, SIE, Series 31, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Amy Pitts Botkin's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 5, 2014 - Present
ALLIANCEBERNSTEIN L.P.
Office #1: 3560 Lenox Road Ne, Suite 3000, Atlanta, GA 30326October 20, 2014 - Present
SANFORD C. BERNSTEIN & CO., LLC
Office #1: 3560 Lenox Road Ne Suite 3000, Atlanta, GA 30326September 11, 2007 - September 19, 2011
ALLIANCEBERNSTEIN L.P.
August 31, 2007 - September 19, 2011
SANFORD C. BERNSTEIN & CO., LLC
Primary Firm SEC Registration
ALLIANCEBERNSTEIN L.P.
CRD#: 108477 / SEC#: 801-56720
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/28/2015)
(5/7/2018)
(12/17/2020)
(2/7/2018)
(10/3/2018)
(1/2/2015)
(1/8/2015)
(11/11/2014)
(11/18/2015)
(5/6/2025)
(8/16/2016)
(4/17/2017)
(7/29/2021)
(2/14/2024)
(1/19/2022)
(7/29/2021)
(10/12/2018)
(3/1/2022)
(1/19/2022)
(1/28/2015)
(11/6/2014)
(8/23/2018)
(10/30/2023)
(11/19/2014)
(11/21/2014)
(9/28/2022)
(1/24/2018)
(8/25/2015)
(9/6/2024)
(4/24/2020)
Exams
FINRA
Current Firm
ALLIANCEBERNSTEIN L.P.
CRD#: 108477 / SEC#: 801-56720
Contact information
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 68,593 |
| AUM (Assets Under Management) | $ 709,162,000,000 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/25/2024 | ||
| 10/27/2023 |
Red Flags
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