Crystal Hanh Shen
Professional Summary
Crystal Hanh Shen, who also goes by Shen Hanh Crystal Hanh, Crystal Hanh Luong, Crystal Hanh Shen, was a registered financial advisor. Crystal was a previously registered financial professional and started their career in finance 2008 - 2024. Crystal had worked at 4 firms and has passed the Series 63, Series 99TO, Series 79TO, SIE, Series 7 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Shen Hanh Crystal Hanh, Crystal Hanh Luong, Crystal Hanh Shen
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Videos & Posts
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Contact Information
No current employment
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Disclosures on record.
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Years of Experience
18 years registered in the securities industry
Current & Past Employments
Past
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Current Firm
CARTA CAPITAL MARKETS, LLC
Contact Information
Established
Delaware since 06/14/2019Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallDocuments
Direct owners and executive officers
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Dec 2019About the Series 79TO examSimilar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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