Benjamin T. Gibbs
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Benjamin Travis Gibbs, who also goes by Ben Travis Gibbs, was a registered financial professional .
Benjamin is a previously registered financial professional and started their career in finance in 2007. Benjamin had worked at 4 firms and has passed the Series 66, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 25, 2013 - April 14, 2022
GIBBS INVESTING, LLC
November 8, 2012 - December 31, 2012
GIBBS INVESTING, LLC
October 26, 2011 - July 26, 2012
AMERIPRISE FINANCIAL SERVICES, LLC
October 26, 2011 - July 26, 2012
AMERIPRISE FINANCIAL SERVICES, LLC
June 1, 2009 - October 6, 2011
MORGAN STANLEY
June 1, 2009 - October 6, 2011
MORGAN STANLEY
December 11, 2007 - June 1, 2009
MORGAN STANLEY & CO. LLC
September 29, 2007 - June 1, 2009
MORGAN STANLEY & CO. LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GIBBS INVESTING, LLC
CRD#: 164720 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 1 |
| AUM (Assets Under Management) | $ 57,913,132 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
