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Benjamin Travis Gibbs

CRD# 5398526·Registered 2007 - 2022
Previously Registered: Being a previously registered professional could mean that Benjamin is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Benjamin Travis Gibbs, who also goes by Ben Travis Gibbs, was a registered financial advisor. Benjamin was a previously registered financial professional and started their career in finance 2007 - 2022. Benjamin had worked at 4 firms and has passed the Series 66, Series 31 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Ben Travis Gibbs

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

19 years in the financial services industry

Current & Past Employments

GIBBS INVESTING, LLC·CRD# 164720
RIA
Tulsa, OK
January 25, 2013 - April 14, 2022
GIBBS INVESTING, LLC·CRD# 164720
RIA
Tulsa, OK
November 8, 2012 - December 31, 2012
AMERIPRISE FINANCIAL SERVICES, LLC·CRD# 6363
RIA
Tulsa, OK
October 26, 2011 - July 26, 2012
AMERIPRISE FINANCIAL SERVICES, LLC·CRD# 6363
BD
Tulsa, OK
October 26, 2011 - July 26, 2012
MORGAN STANLEY·CRD# 149777
RIA
Tulsa, OK
June 1, 2009 - October 6, 2011
MORGAN STANLEY·CRD# 149777
BD
Tulsa, OK
June 1, 2009 - October 6, 2011
MORGAN STANLEY & CO. LLC·CRD# 8209
RIA
Tulsa, OK
December 11, 2007 - June 1, 2009
MORGAN STANLEY & CO. LLC·CRD# 8209
BD
Tulsa, OK
September 29, 2007 - June 1, 2009

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Current Firm

GI
GIBBS INVESTING, LLC

GIBBS INVESTING, LLC

CRD#: 164720

Contact Information

Main Address

Tulsa, OK

Phone Number

(918) 340-5292

# of Employees

1

Documents

Latest Form ADV

Regulatory Assets Under Management

Total Number of Accounts

1

AUM (Assets Under Management)

$57,913,132

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Dec 2007About the Series 66 exam

Series 31 — Futures Managed Funds Examination

Passed Oct 2007About the Series 31 exam

Series 7 — General Securities Representative Examination

Passed Sep 2007About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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