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SD

Stacy P. Dauber

BAILARD
New York, NY
Some features on this profile are disabled
CRD#: 5398225
SD

Professional summary

Stacy Pearl Dauber, CFP®, who also goes by Stacy Renae Pearl, Stacy Renae Schenkel Pearl, Stacy Pearl, Stacy Pearl Dauber, Stacy Schenkel-pearl, is a registered financial advisor currently at BAILARD, INC. located in New York, New York.

Stacy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Stacy has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Stacy Renae Pearl | Stacy Renae Schenkel Pearl | Stacy Pearl | Stacy Pearl Dauber | Stacy Schenkel-Pearl

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stacy Pearl Dauber's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Experience

Current

August 23, 2017 - Present

BAILARD, INC.

RIA
CRD#: 110550
New York, NY
Past

August 29, 2012 - February 28, 2017

GOLDMAN SACHS & CO. LLC

BD
CRD#: 361
NEW YORK, NY
Past

December 4, 2007 - September 23, 2010

GOLDMAN SACHS & CO. LLC

BD
CRD#: 361
NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BI
BAILARD, INC.
BAILARD ASSET MANAGEMENT | SEE SCHEDULE D SECT. 1B FOR OTHER NAMES | BAILARD, INC. | BAILARD, BIEHL & KAISER, INC. | BAILARD WEALTH MANAGEMENT | BAILARD BIEHL & KAISER INC

CRD#: 110550 / SEC#: 801-8562

RIA
Registered Investment Advisory firm - (3/3/1972 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(8/23/2017)
IAR
New York
(3/21/2022)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 12/19/2007
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 2/28/2017
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 12/3/2007
General Securities Representative Examination

Current Firm

BI
BAILARD, INC.
BAILARD ASSET MANAGEMENT | SEE SCHEDULE D SECT. 1B FOR OTHER NAMES | BAILARD, INC. | BAILARD, BIEHL & KAISER, INC. | BAILARD WEALTH MANAGEMENT | BAILARD BIEHL & KAISER INC

CRD#: 110550 / SEC#: 801-8562

RIA
Registered Investment Advisory firm - (3/3/1972 Approved)
PREMIUM
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Contact information

Main Address
950 Tower Ln Ste 1900, Foster City, CA 94404-2131
Mailing Address
Phone number
(650) 571-5800
Established
Firm type
Fiscal year end
# of Employees
80

SEC notice filing (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

BAILARD ADV 2A (BROCHURE) (1/8/2026)

Regulatory assets under management

Total Number of Accounts2,573
AUM (Assets Under Management)$ 6,538,323,255

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

BAILARD, INC.

CRD#: 110550New York, NY

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