Martin H. Walsh
Professional summary
Martin Holtwick Walsh, CFP®, who also goes by Martin Walsh, is a registered financial advisor currently at BOK FINANCIAL PRIVATE WEALTH, INC. located in Denver, Colorado.
Martin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Martin has worked at 4 firms and has passed the Series 63, Series 66, SIE, Series 7 and Series 3 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Martin Holtwick Walsh's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2014
Experience
October 3, 2019 - Present
BOK FINANCIAL PRIVATE WEALTH, INC.
Office #1: 1600 Broadway Suite 1460, Denver, CO 80202December 14, 2015 - October 2, 2019
LPL FINANCIAL LLC
November 20, 2015 - October 2, 2019
LPL FINANCIAL LLC
November 3, 2015 - September 16, 2019
BROWN AND COMPANY, INC.
October 16, 2007 - March 25, 2010
GOLDMAN SACHS & CO. LLC
Primary Firm SEC Registration
BOK FINANCIAL PRIVATE WEALTH, INC.
CRD#: 106733 / SEC#: 801-51401
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(10/26/2022)
(10/3/2019)
(8/4/2023)
(10/3/2019)
Exams
Current Firm
BOK FINANCIAL PRIVATE WEALTH, INC.
CRD#: 106733 / SEC#: 801-51401
Contact information
SEC notice filing (22 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,179 |
| AUM (Assets Under Management) | $ 3,185,223,176 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/28/2025 | ||
| 12/18/2024 | ||
| 08/25/2023 | ||
| 09/26/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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