Charli J. Tabler
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Charli Josee Tabler, who also goes by Charli Josee Gibbs-tabler, Charli Gibbs-tabler, Charlie Josee Tabler, was a registered financial professional .
Charli is a previously registered financial professional and started their career in finance in 2007. Charli had worked at 4 firms and has passed the Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 24, 2012 - May 22, 2014
ALIGHT FINANCIAL SOLUTIONS, LLC
July 30, 2010 - February 22, 2012
RCH SECURITIES
September 4, 2008 - February 10, 2009
LINCOLN FINANCIAL DISTRIBUTORS, INC.
August 28, 2007 - July 29, 2008
VANGUARD MARKETING CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ALIGHT FINANCIAL SOLUTIONS, LLC
CRD#: 36509 / SEC#: , 8-47344
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 2 |
| Arbitration | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
