Alecia B. Fisher Dougherty

UNITING WEALTH PARTNERS

Rochester, NY 14618

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CRD#: 5397757

Professional summary

Alecia Beth Fisher Dougherty, CFP®, who also goes by Alecia B Fisher, Alecia Beth Fisher, is a registered financial advisor currently at UNITING WEALTH PARTNERS located in Rochester, New York.

Alecia is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Alecia has worked at 8 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 10 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Alecia B Fisher | Alecia Beth Fisher

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Licensed insurance agent; Investment-related; Same address; Insurance sales; Implementation of insurance recommendations; Approx. 10% of time during the month.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Alecia Beth Fisher Dougherty's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2011

Experience

Current

June 25, 2025 - Present

UNITING WEALTH PARTNERS

Office #1: 1441 Monroe Ave, Rochester, NY 14618

RIA

CRD#: 332317

Rochester, NY

Past

April 14, 2023 - June 30, 2025

NAVITER WEALTH, LLC

RIA

CRD#: 311508

Rochester, NY

Past

February 1, 2018 - April 26, 2023

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

RIA

CRD#: 134139

Rochester, NY

Past

February 1, 2018 - April 26, 2023

CAMBRIDGE INVESTMENT RESEARCH, INC.

CRD#: 39543

Rochester, NY

Past

December 16, 2013 - February 3, 2018

HIGH FALLS ADVISORS, INC.

RIA

CRD#: 108678

ROCHESTER, NY

Past

December 4, 2013 - December 4, 2017

LEIGH BALDWIN & CO., LLC

CRD#: 38751

ROCHESTER, NY

Past

November 26, 2007 - October 31, 2013

STRATEGIC ADVISERS LLC

RIA

CRD#: 104555

ROCHESTER, NY

Past

September 24, 2007 - October 30, 2013

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

ROCHESTER, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

UNITING WEALTH PARTNERS

UNITING WEALTH PARTNERS | UNITING WEALTH PARTNERS LLC

CRD#: 332317 / SEC#: 801-131215

RIA

Registered Investment Advisory firm - (9/27/2024 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(6/25/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/24/2008

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 10/1/2007

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/21/2007

General Securities Representative Examination

Principal/Supervisory Exam

Series 10

Date: 1/15/2013

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 7/9/2012

General Securities Sales Supervisor - Options Module Examination

Current Firm

UNITING WEALTH PARTNERS

UNITING WEALTH PARTNERS | UNITING WEALTH PARTNERS LLC

CRD#: 332317 / SEC#: 801-131215

RIA

Registered Investment Advisory firm - (9/27/2024 Approved)

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Contact information

Main Address

240 Saint Paul Street Suite 300, Denver, CO 80206

Mailing Address

Phone number

(479) 364-0686

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (12 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

UWP ADV 2A (8/20/2025)

Regulatory assets under management

Total Number of Accounts	1,334
AUM (Assets Under Management)	$ 544,715,574

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Alecia B. Fisher Dougherty

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Alecia Beth Fisher Dougherty's CRS (Customer Relationship Summary).

Certified licenses

Experience

NAVITER WEALTH, LLC

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

CAMBRIDGE INVESTMENT RESEARCH, INC.

HIGH FALLS ADVISORS, INC.

LEIGH BALDWIN & CO., LLC

STRATEGIC ADVISERS LLC

FIDELITY BROKERAGE SERVICES LLC

Primary Firm SEC Registration

UNITING WEALTH PARTNERS

State Registrations and Notice Filings

Exams

Series 66

Date: 1/24/2008

Series 63

Date: 10/1/2007

SIE

Date: 10/1/2018

Series 7

Date: 9/21/2007

Series 10

Date: 1/15/2013

Series 9

Date: 7/9/2012

Current Firm

UNITING WEALTH PARTNERS

Contact information

SEC notice filing (12 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

UNITING WEALTH PARTNERS

TRUST BUT VERIFY

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