Eric Snyder
Professional Summary
Eric Snyder, who also goes by Eric Jason Snyder, Eric Snyder, is a registered financial advisor currently at MACKAY SHIELDS LLC located in El Segundo, California and NYLIFE DISTRIBUTORS LLC located in El Segundo, California. Eric is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Eric has worked at 6 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Eric Jason Snyder, Eric Snyder
Similar Advisors
OSAIC WEALTH, INC.
AUSDAL FINANCIAL PARTNERS, INC.
MORGAN STANLEY
SOLTIS INVESTMENT ADVISORS, LLC
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
OSAIC WEALTH, INC.
AUSDAL FINANCIAL PARTNERS, INC.
MORGAN STANLEY
SOLTIS INVESTMENT ADVISORS, LLC
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
OSAIC WEALTH, INC.
AUSDAL FINANCIAL PARTNERS, INC.
MORGAN STANLEY
SOLTIS INVESTMENT ADVISORS, LLC
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
OSAIC WEALTH, INC.
AUSDAL FINANCIAL PARTNERS, INC.
MORGAN STANLEY
SOLTIS INVESTMENT ADVISORS, LLC
Years of Experience
19 years in the financial services industry
Current & Past Employments
Similar Advisors
OSAIC WEALTH, INC.
AUSDAL FINANCIAL PARTNERS, INC.
MORGAN STANLEY
SOLTIS INVESTMENT ADVISORS, LLC
Current Firm
MACKAY SHIELDS LLC
Contact Information
Main Address
299 Park Avenue 32nd Floor, New York, NY 10171Phone Number
(212) 758-5400# of Employees
206SEC notice filing (53 States and Territories)
Registered to provide investment advisory services in 53 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
366AUM (Assets Under Management)
$159,521,129,399Accountant Surprise Examination Report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 07/29/2025 | Cover Page | Report |
| 10/28/2024 | Cover Page | Report |
Similar Advisors
OSAIC WEALTH, INC.
AUSDAL FINANCIAL PARTNERS, INC.
MORGAN STANLEY
SOLTIS INVESTMENT ADVISORS, LLC
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
Similar Advisors
OSAIC WEALTH, INC.
AUSDAL FINANCIAL PARTNERS, INC.
MORGAN STANLEY
SOLTIS INVESTMENT ADVISORS, LLC
Primary Firm SEC Registration
MACKAY SHIELDS LLC
State Registrations and Notice Filings
(3/30/2022)
(3/30/2022)
(3/30/2022)
(3/30/2022)
(10/20/2021)
(10/20/2021)
(3/30/2022)
(3/30/2022)
(3/30/2022)
(3/30/2022)
(3/30/2022)
(3/30/2022)
(3/30/2022)
(3/30/2022)
(3/30/2022)
(3/30/2022)
(3/30/2022)
(3/30/2022)
(3/30/2022)
(3/30/2022)
(3/30/2022)
(3/30/2022)
(3/30/2022)
(3/30/2022)
(3/30/2022)
(3/30/2022)
(3/30/2022)
(3/30/2022)
(3/30/2022)
(3/30/2022)
(3/30/2022)
(3/30/2022)
(3/30/2022)
(1/14/2019)
(3/30/2022)
(3/30/2022)
(3/31/2022)
(3/30/2022)
(3/30/2022)
(3/30/2022)
(3/30/2022)
(3/30/2022)
(3/30/2022)
(3/30/2022)
(3/30/2022)
(3/30/2022)
(3/30/2022)
(3/30/2022)
(3/30/2022)
(3/30/2022)
(3/30/2022)
(3/30/2022)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
Similar Advisors
OSAIC WEALTH, INC.
AUSDAL FINANCIAL PARTNERS, INC.
MORGAN STANLEY
SOLTIS INVESTMENT ADVISORS, LLC
CRS (Client Relationship Summary) - RIA
Click below to view Eric Snyder's CRS (Customer Relationship Summary).
Similar Advisors
OSAIC WEALTH, INC.
AUSDAL FINANCIAL PARTNERS, INC.
MORGAN STANLEY
SOLTIS INVESTMENT ADVISORS, LLC
