Sagar Parikh

PMA WEALTH MANAGEMENT

Tustin, CA 92780

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CRD#: 5397628

Professional summary

Sagar Parikh, CFA, who also goes by Sagar K Parikh, is a registered financial advisor currently at PMA WEALTH MANAGEMENT located in Tustin, California and EMERSON EQUITY LLC located in Tustin, California.

Sagar is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Sagar has worked at 9 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Sagar K Parikh

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1)-PARIKH, MEHTA & ASSOCIATES-NOT INVESTMENT RELATED; CPA SERVICES; PARTNER, 150 EL CAMINO REAL STE 206, TUSTIN, CA 92780; STAFF MANAGEMENT; TAX PREPERATION; GENERAL BUSINESS MANAGEMENT; 8 HOURS DURING SECURITIES TRADING HOURS, 01/2015 2) PMA WEALTH MANAGEMENT INC.-INVESTMENT RELATED REGISTERED INVESTMENT ADVISOR 150 EL CAMINO REAL STE 206, TUSTIN, CA 92780, OWNER, MANAGING CLIENT ASSETS, DISCUSSIONS WITH CLIENTS AS NEEDED, MARKET RESEARCH, 20 HRS PER MONTH, 4-5 HRS WEEKLY DURING SECURITIES TRADING HOURS, 11/2022

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sagar Parikh's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFA

Chartered Financial Analyst

Experience

Current

November 21, 2022 - Present

PMA WEALTH MANAGEMENT

Office #1: 150 El Camino Real Ste 206, Tustin, CA 92780

RIA

CRD#: 323475

Tustin, CA

Current

May 31, 2019 - Present

EMERSON EQUITY LLC

Office #1: 150 El Camino Real Ste 206, Tustin, CA 92780

RIA

CRD#: 130032

Tustin, CA

Past

June 17, 2019 - May 21, 2025

EMERSON EQUITY LLC

RIA

CRD#: 130032

Tustin, CA

Past

February 8, 2019 - December 17, 2024

COORDINATE WEALTH

RIA

CRD#: 300085

TUSTIN, CA

Past

December 19, 2018 - June 11, 2019

WOODBURY FINANCIAL SERVICES, INC.

RIA

CRD#: 421

TUSTIN, CA

Past

December 18, 2018 - June 11, 2019

WOODBURY FINANCIAL SERVICES, INC.

CRD#: 421

TUSTIN, CA

Past

January 11, 2013 - December 31, 2018

SILBER BENNETT FINANCIAL, INC.

RIA

CRD#: 156435

Tustin, CA

Past

January 9, 2013 - March 14, 2019

SILBER BENNETT FINANCIAL, INC.

CRD#: 156435

ENCINO, CA

Past

May 3, 2010 - January 3, 2013

AMERICAN INDEPENDENT SECURITIES GROUP, LLC

CRD#: 135288

TUSTIN, CA

Past

April 28, 2010 - January 3, 2013

AMERICAN INDEPENDENT SECURITIES GROUP, LLC

RIA

CRD#: 135288

TUSTIN, CA

Past

October 30, 2009 - April 26, 2010

EMPIRE SECURITIES CORPORATION

RIA

CRD#: 2826

BREA, CA

Past

October 29, 2009 - April 26, 2010

EMPIRE SECURITIES CORPORATION

CRD#: 2826

EL SEGUNDO, CA

Past

September 24, 2008 - October 16, 2009

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

RIA

CRD#: 134139

DIAMOND BAR, CA

Past

December 13, 2007 - October 16, 2009

CAMBRIDGE INVESTMENT RESEARCH, INC.

CRD#: 39543

DIAMOND BAR, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(5/31/2019)

IAR

California
(11/21/2022)

Florida
(11/20/2019)

Hawaii
(8/19/2020)

New York
(5/31/2019)

Utah
(6/3/2019)

Wyoming
(10/11/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/22/2008

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/12/2007

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

PMA WEALTH MANAGEMENT

PMA WEALTH MANAGEMENT | PMA WEALTH MANAGEMENT, INC. | PMA WEALTH MANAGEMENT INC

CRD#: 323475 / SEC#:

California

Registered Investment Advisory firm - (11/21/2022 Approved)

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Contact information

Main Address

150 El Camino Real Ste 206, Tustin, CA 92780

Mailing Address

Phone number

(714) 731-7677

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	86
AUM (Assets Under Management)	$ 21,820,502

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Sagar Parikh

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sagar Parikh's CRS (Customer Relationship Summary).

Certified licenses

Experience

EMERSON EQUITY LLC

EMERSON EQUITY LLC

COORDINATE WEALTH

WOODBURY FINANCIAL SERVICES, INC.

WOODBURY FINANCIAL SERVICES, INC.

SILBER BENNETT FINANCIAL, INC.

SILBER BENNETT FINANCIAL, INC.

AMERICAN INDEPENDENT SECURITIES GROUP, LLC

AMERICAN INDEPENDENT SECURITIES GROUP, LLC

EMPIRE SECURITIES CORPORATION

EMPIRE SECURITIES CORPORATION

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

CAMBRIDGE INVESTMENT RESEARCH, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 9/22/2008

SIE

Date: 10/1/2018

Series 7

Date: 12/12/2007

FINRA

Current Firm

PMA WEALTH MANAGEMENT

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

PMA WEALTH MANAGEMENT

TRUST BUT VERIFY

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