Sagar Parikh
CFAProfessional Summary
Sagar Parikh, CFA, who also goes by Sagar K Parikh, is a registered financial advisor currently at PMA WEALTH MANAGEMENT located in Tustin, California and EMERSON EQUITY LLC located in Tustin, California. Sagar is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Sagar has worked at 9 firms and has passed the Series 66, SIE and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Sagar K Parikh
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Videos & Posts
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Contact Information
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Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Credentials
Years of Experience
19 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
PMA WEALTH MANAGEMENT | PMA WEALTH MANAGEMENT, INC. | PMA WEALTH MANAGEMENT INC
Contact Information
Main Address
150 El Camino Real Ste 206, Tustin, CA 92780Phone Number
(714) 731-7677# of Employees
1Documents
Regulatory Assets Under Management
Total Number of Accounts
105AUM (Assets Under Management)
$25,317,889Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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State Registrations and Notice Filings
(5/31/2019)
(11/21/2022)
(11/20/2019)
(8/19/2020)
(5/31/2019)
(6/3/2019)
(10/11/2019)
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Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - RIA
Click below to view Sagar Parikh's CRS (Customer Relationship Summary).
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