Elizabeth K. Powe

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CRD#: 5397554

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Elizabeth Kathryn Powe, who also goes by Elizabeth Kathryn Vaitekunas, Elizabeth Vaitekunas, was a registered financial professional .

Elizabeth is a previously registered financial professional and started their career in finance in 2007. Elizabeth had worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Elizabeth Kathryn Vaitekunas | Elizabeth Vaitekunas

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED, SAME AS REGISTERED LOCATION, FIXED INSURANCE, START DATE 05/2019, INSURANCE AGENT, APX NUMBER OF HOURS PER WEEK: VARIES, APX NUMBER OF HOURS DURING TRADING HOURS: VARIES, SELLS LIFE, HEALTH, DISABILITY, ANNUITIES AND LONG-TERM CARE; (2) 2) VELOCITY ADVISORS, LLC, INVESTMENT RELATED, SAME AS REGISTERED LOCATION, FINANCIAL SERVICES, STARTED 02/2014, PARTNER, APX NUMBER OF HOURS PER WEEK: 20, DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES (3) NAME OF OTHER BUSINESS: DANIELA BLUJ GIFT TRUST; INVESTMENT RELATED: NO; ADDRESS: 22425 MARLYS DR ROCKY RIVER, OH 44116; NATURE OF BUSINESS: FAMILY TRUST; START DATE: 2/2020; POSITION/TITLE/RELATIONSHIP: SUCCESSOR TRUSTEE; APX NUMBER OF HOURS PER WEEK: NONE; APX NUMBER OF HOURS DURING TRADING HOURS: NONE; BRIEF DESCRIPTION OF DUTIES: NO DUTIES OR RESPONSIBILITIES; (4) NAME OF OTHER BUSINESS: W OVIATT PROPERTIES/OVIATT CENTER, LLC, BAYSTYLE, LLC, BAYSTYLE SALON SUITES, INVESTMENT RELATED: NO, ADDRESS: 27310 W OVIATT RD, BAY VILLAGE, OH, 44140, NATURE OF BUSINESS: COMMERCIAL BUILDING, START DATE: 02/2024, POSITION/TITLE/RELATIONSHIP: PART OWNER/LANDLORD, APX NUMBER OF HOURS PER WEEK: 5, APX NUMBER OF HOURS DURING TRADING HOURS: VARIES, BRIEF DESCRIPTION OF DUTIES: MANAGE PROPERTY; (5) NAME OF OTHER BUSINESS: EXP CONSULTING, LLC, INVESTMENT RELATED: YES, ADDRESS: SAME AS RESIDENTIAL LOCATION, NATURE OF BUSINESS: EXPENSE MANAGEMENT, START DATE: 07/2024, POSITION/TITLE/RELATIONSHIP: OWNER APX NUMBER OF HOURS PER WEEK: 1, MAY BE DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: LLC FOR TAX PURPOSES;

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

March 21, 2024 - October 8, 2024

CETERA INVESTMENT ADVISERS LLC

RIA

CRD#: 105644

BAY VILLAGE, OH

Past

May 30, 2019 - March 21, 2024

CETERA ADVISORS LLC

RIA

CRD#: 10299

BAY VILLAGE, OH

Past

May 29, 2019 - October 8, 2024

CETERA ADVISORS LLC

CRD#: 10299

BAY VILLAGE, OH

Past

March 20, 2014 - June 7, 2019

ONEAMERICA SECURITIES, INC.

RIA

CRD#: 4173

WESTLAKE, OH

Past

March 19, 2014 - June 7, 2019

ONEAMERICA SECURITIES, INC.

CRD#: 4173

WESTLAKE, OH

Past

February 4, 2011 - February 6, 2014

NEW ENGLAND SECURITIES

RIA

CRD#: 615

WESTLAKE, OH

Past

January 28, 2011 - February 6, 2014

NEW ENGLAND SECURITIES

CRD#: 615

WESTLAKE, OH

Past

January 2, 2008 - March 5, 2010

EQUITABLE ADVISORS, LLC

RIA

CRD#: 6627

CLEVELAND, OH

Past

October 3, 2007 - March 5, 2010

EQUITABLE ADVISORS, LLC

CRD#: 6627

CLEVELAND, OH

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/29/2007

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/2/2007

General Securities Representative Examination

Current Firm

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

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Contact information

Main Address

1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096

Mailing Address

Phone number

(310) 257-7880

Established

Firm type

Fiscal year end

# of Employees

7,705

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	584,487
AUM (Assets Under Management)	$ 163,792,814,520

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/27/2025	Cover Page	Report
12/13/2024	Cover Page	Report
09/26/2023	Cover Page	Report
11/18/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Elizabeth K. Powe

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

CETERA ADVISORS LLC

CETERA ADVISORS LLC

ONEAMERICA SECURITIES, INC.

ONEAMERICA SECURITIES, INC.

NEW ENGLAND SECURITIES

NEW ENGLAND SECURITIES

EQUITABLE ADVISORS, LLC

EQUITABLE ADVISORS, LLC

Primary Firm SEC Registration

CETERA INVESTMENT ADVISERS LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 12/29/2007

SIE

Date: 10/1/2018

Series 7

Date: 10/2/2007

Current Firm

CETERA INVESTMENT ADVISERS LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CETERA INVESTMENT ADVISERS LLC

TRUST BUT VERIFY

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