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KC

Kristina J. Cagle

ALPHACORE CAPITAL LLC
Lincoln, CA
Some features on this profile are disabled
CRD#: 5397193
KC

Professional summary

Kristina Joan Cagle, who also goes by Kristina Joan Graf, is a registered financial advisor currently at ALPHACORE CAPITAL LLC located in Lincoln, California.

Kristina is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Kristina has worked at 7 firms and has passed the Series 65, Series 63, Series 7TO, SIE, Series 3 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Kristina Joan Graf

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kristina Joan Cagle's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

September 28, 2020 - Present

ALPHACORE CAPITAL LLC

RIA
CRD#: 174346
Lincoln, CA
Past

July 11, 2019 - September 4, 2020

ALTEGRIS ADVISORS, LLC

RIA
CRD#: 154003
Rocklin, CA
Past

July 10, 2019 - September 4, 2020

ALPHAMAX DISTRIBUTORS, L.L.C.

BD
CRD#: 8258
LA JOLLA, CA
Past

July 13, 2018 - July 10, 2019

FIDELITY PERSONAL AND WORKPLACE ADVISORS

RIA
CRD#: 288590
BOSTON, MA
Past

June 2, 2017 - July 13, 2018

STRATEGIC ADVISERS LLC

RIA
CRD#: 104555
ROSEVILLE, CA
Past

May 8, 2017 - July 2, 2019

FIDELITY BROKERAGE SERVICES LLC

BD
CRD#: 7784
ROSEVILLE, CA
Past

October 26, 2012 - April 21, 2017

ALPHAMAX DISTRIBUTORS, L.L.C.

BD
CRD#: 8258
LA JOLLA, CA
Past

March 13, 2012 - June 8, 2012

OSAIC SERVICES, INC.

BD
CRD#: 133763
SANTA MONICA, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AC
ALPHACORE CAPITAL LLC
ALPHACORE CAPITAL LLC | ALPHACORE WEALTH ADVISORY | ALPHACORE WEALTH ADVISORS

CRD#: 174346 / SEC#: 801-108468

RIA
Registered Investment Advisory firm - (9/28/2016 Approved)
California
Registered Investment Advisory firm - (11/9/2016 Terminated)
Illinois
Registered Investment Advisory firm - (9/28/2016 Terminated)
Indiana
Registered Investment Advisory firm - (10/13/2016 Terminated)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(9/28/2020)
IAR
New York
(11/30/2021)
IAR
Texas
(5/7/2021)
IAR
Utah
(9/26/2024)

Exams

State Security Law Exam
IAR
Series 65
Date: 5/27/2017
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 6/10/2013
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 11/18/2022
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 3
Date: 12/23/2013
National Commodity Futures Examination
General Industry/Product Exam
RR
Series 7
Date: 3/12/2012
General Securities Representative Examination

Current Firm

AC
ALPHACORE CAPITAL LLC
ALPHACORE CAPITAL LLC | ALPHACORE WEALTH ADVISORY | ALPHACORE WEALTH ADVISORS

CRD#: 174346 / SEC#: 801-108468

RIA
Registered Investment Advisory firm - (9/28/2016 Approved)
California
Registered Investment Advisory firm - (11/9/2016 Terminated)
Illinois
Registered Investment Advisory firm - (9/28/2016 Terminated)
Indiana
Registered Investment Advisory firm - (10/13/2016 Terminated)
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Contact information

Main Address
1200 Prospect St Suite 200, La Jolla, CA 92037
Mailing Address
Phone number
(858) 875-4100
Established
Firm type
Fiscal year end
# of Employees
111

SEC notice filing (46 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ALPHACORE CAPITAL FORM ADV PART 2A-FEB 2026 (2/11/2026)
ALPHACORE FORM ADV PART 2A-FEB 2026 (2/6/2026)

Regulatory assets under management

Total Number of Accounts11,152
AUM (Assets Under Management)$ 9,028,614,790

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
10/28/2025
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ALPHACORE CAPITAL LLC

CRD#: 174346Lincoln, CA

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