Alberto R. Burckhart Raldiris
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Alberto Rafael Burckhart Raldiris, who also goes by Alberto Rafael Burckhardt, Alberto Rafael Burckhart, Alberto Raffael Burckhart, was a registered financial professional .
Alberto is a previously registered financial professional and started their career in finance in 2007. Alberto had worked at 3 firms and has passed the Series 66, SIE, Series 7, Series 79, Series 24 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 23, 2014 - December 3, 2014
IFS SECURITIES
October 18, 2013 - December 22, 2014
PARITER SECURITIES, LLC
August 29, 2011 - February 15, 2013
PARITER SECURITIES, LLC
October 1, 2007 - August 18, 2008
SAMUEL A. RAMIREZ & COMPANY, INC.
State Registrations and Notice Filings
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Exams
Current Firm
IFS SECURITIES
CRD#: 40375 / SEC#: , 8-49020
Contact information
Documents
Disclosures
| Regulatory Event | 3 |
| Arbitration | 1 |
| Financial | 1 |
Red Flags
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