Peter P. Sereno
Professional summary
Peter P Sereno, who also goes by Peter Paul Sereno III, Peter Paul Sereno, Peter P Sereno III, is a registered financial advisor currently at OPENARC CORPORATE ADVISORY, LLC located in Atlanta, Georgia.
Peter is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Peter has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Peter P Sereno's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 24, 2025 - Present
OPENARC CORPORATE ADVISORY, LLC
Office #1: 3550 Peachtree Road Ne Floor 7, Atlanta, GA 30326January 25, 2013 - September 26, 2025
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 8, 2013 - September 26, 2025
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 26, 2007 - September 12, 2011
WELLS FARGO CLEARING SERVICES, LLC
Primary Firm SEC Registration
OPENARC CORPORATE ADVISORY, LLC
CRD#: 336837 / SEC#: 801-133754
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(9/25/2025)
(9/24/2025)
Exams
Current Firm
OPENARC CORPORATE ADVISORY, LLC
CRD#: 336837 / SEC#: 801-133754
Contact information
SEC notice filing (5 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 492 |
| AUM (Assets Under Management) | $ 443,705,451 |
Red Flags
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