Brian W. Kofoed

ALPHA CUBED INVESTMENTS | VP, Branch Leader

COSTA MESA, CA 92626

Some features on this profile are disabled

CRD#: 5396942

Professional summary

Brian Wesley Kofoed, CFP® is a registered financial advisor currently at ALPHA CUBED INVESTMENTS, LLC located in Costa Mesa, California.

Brian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Brian has worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 9 and Series 10 exams.

Biography

Having been in the industry for over a decade now, my excitement, passion and drive is centered around helping advisors and those I lead to grow and prosper in their careers. I strive to coach, consult and assist in developing the knowledge and skills necessary for each advisor or associate to be successful.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.) Brian Kofoed - Investment Related - Insurance - Insurance Agent - Start date 05/2022 - 0 hours per month - 0 hours during trading hours - If a client has a need for life insurance as a part of their financial plan, Brian is licensed to find a policy that is the best fit for them.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian Wesley Kofoed's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Education

University of Utah

Master of Business Administration (MBA) - Business

2013

Southern Utah University

Bachelor of Science (BS) - Marketing

2007

Experience

Current

June 11, 2024 - Present

ALPHA CUBED INVESTMENTS, LLC

Office #1: 1124 Bristol St., Costa Mesa, CA 92626

RIA

CRD#: 159347

COSTA MESA, CA

Past

April 4, 2024 - May 28, 2024

ARISTA WEALTH MANAGEMENT, LLC

RIA

CRD#: 141504

LAS VEGAS, NV

Past

July 13, 2018 - September 26, 2023

FIDELITY PERSONAL AND WORKPLACE ADVISORS

RIA

CRD#: 288590

BOSTON, MA

Past

July 8, 2011 - July 13, 2018

STRATEGIC ADVISERS LLC

RIA

CRD#: 104555

SACRAMENTO, CA

Past

July 6, 2011 - September 26, 2023

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

HENDERSON, NV

Past

September 1, 2009 - June 30, 2011

HARRISDIRECT LLC

RIA

CRD#: 42159

ARLINGTON, VA

Past

September 1, 2009 - June 30, 2011

E*TRADE SECURITIES LLC

CRD#: 29106

SANDY, UT

Past

February 4, 2009 - August 26, 2009

STRATEGIC ADVISERS LLC

RIA

CRD#: 104555

SALT LAKE CITY, UT

Past

October 15, 2007 - August 26, 2009

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

SALT LAKE CITY, UT

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ALPHA CUBED INVESTMENTS, LLC

ALPHA CUBED INVESTMENTS, LLC | ALPHA RISK INVESTMENTS, LLC | ALPHA RISK INVESTMENTS

CRD#: 159347 / SEC#: 801-77372

RIA

Registered Investment Advisory firm - (11/15/2012 Approved)

California

Registered Investment Advisory firm - (2/16/2013 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(6/25/2024)

IAR

California
(6/11/2024)

IAR

Nevada
(6/17/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/3/2009

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 10/19/2007

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/12/2007

General Securities Representative Examination

Principal/Supervisory Exam

Series 9

Date: 2/11/2022

General Securities Sales Supervisor - Options Module Examination

Principal/Supervisory Exam

Series 10

Date: 1/21/2022

General Securities Sales Supervisor - General Module Examination

Current Firm

ALPHA CUBED INVESTMENTS, LLC

ALPHA CUBED INVESTMENTS, LLC | ALPHA RISK INVESTMENTS, LLC | ALPHA RISK INVESTMENTS

CRD#: 159347 / SEC#: 801-77372

RIA

Registered Investment Advisory firm - (11/15/2012 Approved)

California

Registered Investment Advisory firm - (2/16/2013 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

1124 Bristol St., Costa Mesa, CA 92626

Mailing Address

Phone number

(800) 701-2457

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (43 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A (4/1/2025)

Regulatory assets under management

Total Number of Accounts	4,786
AUM (Assets Under Management)	$ 3,026,637,539

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

Similar Advisors

Kenneth Hickman

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Brea, CA

Barton Pearce

PARK AVENUE SECURITIES LLC

IAR

IRVINE, CA

Ryan Gallo

LPL FINANCIAL LLC

IAR

FULLERTON, CA

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Brian W. Kofoed

Professional summary

Biography

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian Wesley Kofoed's CRS (Customer Relationship Summary).

Certified licenses

Education

University of Utah

Southern Utah University

Experience

ARISTA WEALTH MANAGEMENT, LLC

FIDELITY PERSONAL AND WORKPLACE ADVISORS

STRATEGIC ADVISERS LLC

FIDELITY BROKERAGE SERVICES LLC

HARRISDIRECT LLC

E*TRADE SECURITIES LLC

STRATEGIC ADVISERS LLC

FIDELITY BROKERAGE SERVICES LLC

Primary Firm SEC Registration

ALPHA CUBED INVESTMENTS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 2/3/2009

Series 63

Date: 10/19/2007

SIE

Date: 10/1/2018

Series 7

Date: 10/12/2007

Series 9

Date: 2/11/2022

Series 10

Date: 1/21/2022

Current Firm

ALPHA CUBED INVESTMENTS, LLC

Contact information

SEC notice filing (43 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ALPHA CUBED INVESTMENTS, LLC

TRUST BUT VERIFY

Contact information

Similar Advisors