Tracy L. Beckman

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CRD#: 5396623

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Tracy Lynn Beckman, who also goes by Tracy Lynn Adams, Tracy Lynn Krekel, was a registered financial professional .

Tracy is a previously registered financial professional and started their career in finance in 2009. Tracy had worked at 3 firms and has passed the Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Tracy Lynn Adams | Tracy Lynn Krekel

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

December 19, 2018 - March 18, 2024

COPPER FINANCIAL

CRD#: 168203

Leawood, KS

Past

April 30, 2018 - November 27, 2018

PRINCIPAL SECURITIES, INC.

CRD#: 1137

KANSAS CITY, MO

Past

October 1, 2012 - July 13, 2017

PRINCIPAL SECURITIES, INC.

CRD#: 1137

OVERLAND PARK, KS

Past

October 29, 2009 - August 9, 2012

INVEST FINANCIAL CORPORATION

CRD#: 12984

BURLINGTON, IA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

COPPER FINANCIAL

COMMUNITYAMERICA FINANCIAL SOLUTIONS, LLC | COPPER FINANCIAL NETWORK, LLC | COPPER FINANCIAL

CRD#: 168203 / SEC#: 801-89168, 8-69295

RIA

Registered Investment Advisory firm - SEC (4/30/2015 Approved)

California

Registered Investment Advisory firm - SEC (7/2/2015 Terminated)

Idaho

Registered Investment Advisory firm - SEC (6/6/2014 Terminated)

Iowa

Registered Investment Advisory firm - SEC (6/5/2014 Terminated)

Kansas

Registered Investment Advisory firm - SEC (6/2/2015 Terminated)

North Carolina

Registered Investment Advisory firm - SEC (6/5/2014 Terminated)

Ohio

Registered Investment Advisory firm - SEC (6/5/2014 Terminated)

Texas

Registered Investment Advisory firm - SEC (6/2/2015 Terminated)

Broker-Dealer Firm Regulated by FINRA (Kansas City district office)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 9/20/2010

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 10/28/2009

Investment Company Products/Variable Contracts Representative Examination

Current Firm

COPPER FINANCIAL

COMMUNITYAMERICA FINANCIAL SOLUTIONS, LLC | COPPER FINANCIAL NETWORK, LLC | COPPER FINANCIAL

CRD#: 168203 / SEC#: 801-89168, 8-69295

RIA

Registered Investment Advisory firm - SEC (4/30/2015 Approved)

California

Registered Investment Advisory firm - SEC (7/2/2015 Terminated)

Idaho

Registered Investment Advisory firm - SEC (6/6/2014 Terminated)

Iowa

Registered Investment Advisory firm - SEC (6/5/2014 Terminated)

Kansas

Registered Investment Advisory firm - SEC (6/2/2015 Terminated)

North Carolina

Registered Investment Advisory firm - SEC (6/5/2014 Terminated)

Ohio

Registered Investment Advisory firm - SEC (6/5/2014 Terminated)

Texas

Registered Investment Advisory firm - SEC (6/2/2015 Terminated)

Broker-Dealer Firm Regulated by FINRA (Kansas City district office)

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Contact information

Main Address

9777 Ridge Dr., Suite 360, Lenexa, KS 66219

Mailing Address

9777 Ridge Dr., Suite 360, Lenexa, KS 66219

Phone number

(913) 905-8116

Established

Missouri since 11/05/2001

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

SEC notice filing (29 States and Territories)

FINRA licenses (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

AAMP WRAP FEE PROGRAM BROCHURE (FORM ADV PART 2A APPENDIX 1) (5/29/2025)

GUIDED INVESTING WRAP FEE PROGRAM BROCHURE (FORM ADV PART 2A APPENDIX 1) (3/31/2025)

FIRM BROCHURE (FORM ADV PART 2A) (3/31/2025)

Direct owners and executive officers

Name	Position	CRD#
COMMUNITYAMERICA CUSO ONE LLC	SHAREHOLDER
CHRISTIAN, TRACY	ELECTED MANAGER	7678129
DEHNER, MICHAEL JAMES	FINANCIAL OPERATIONS PRINCIPAL	7334680
GINTER, LISA ROSELLE	ELECTED MANAGER	6482083
HAGGERTY, MICHAEL PATRICK	PRESIDENT, CHIEF COMPLIANCE OFFICER	3172920
KROPP, STEPHEN DALE	ELECTED MANAGER	7337607
PATRICK, MICHAEL ALAN	ELECTED MANAGER	6482087
SARACINI, TIMOTHY RICE	ELECTED MANAGER	1303842

Regulatory assets under management

Total Number of Accounts	4,082
AUM (Assets Under Management)	$ 346,070,238

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Tracy L. Beckman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

PRINCIPAL SECURITIES, INC.

PRINCIPAL SECURITIES, INC.

INVEST FINANCIAL CORPORATION

Primary Firm SEC Registration

COPPER FINANCIAL

State Registrations and Notice Filings

Exams

Series 63

Date: 9/20/2010

SIE

Date: 10/1/2018

Series 6

Date: 10/28/2009

Current Firm

COPPER FINANCIAL

Contact information

SEC notice filing (29 States and Territories)

FINRA licenses (52 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Red Flags

Company Information

COPPER FINANCIAL

TRUST BUT VERIFY

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