Mitzi N. Antonio
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mitzi Nichelle Antonio, who also goes by Mitzi Antonio, Mitzi Nichelle Antonio Jones, Mitzi Nichelle Jones, was a registered financial professional .
Mitzi is a previously registered financial professional and started their career in finance in 2007. Mitzi had worked at 3 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 24, Series 9 and Series 10 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 8, 2017 - August 6, 2018
DFPG INVESTMENTS, LLC
May 4, 2016 - August 6, 2018
DFPG INVESTMENTS, LLC
September 21, 2015 - January 4, 2016
MORGAN STANLEY
September 1, 2015 - January 4, 2016
MORGAN STANLEY
August 23, 2007 - May 27, 2015
FIDELITY BROKERAGE SERVICES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
DFPG INVESTMENTS, LLC
CRD#: 155576 / SEC#: 801-107896, 8-68730
Contact information
FINRA licenses (52 States and Territories)
Red Flags
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