Lauralee W. Donnelly

9D CAPITAL LLC

New York, NY 10001

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CRD#: 5396217

Professional summary

Lauralee W. Donnelly is a registered financial advisor currently at 9D CAPITAL LLC located in New York, New York.

Lauralee is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Lauralee has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Lauralee Donnelly LLC, owner, Consulting business, Financial coaching (2 hours/week- zero hours during trading hours)

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lauralee W. Donnelly's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 29, 2022 - Present

9D CAPITAL LLC

Office #1: 244 5th Ave Ste 1211, New York, NY 10001

RIA

CRD#: 308524

New York, NY

Past

December 9, 2013 - June 27, 2022

CAPITAL TRUST AND ASSOCIATES LLC

RIA

CRD#: 168455

Farmingdale, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(6/29/2022)

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Exams

State Security Law Exam

IAR

Series 65

Date: 12/5/2007

Uniform Investment Adviser Law Examination

Current Firm

9D CAPITAL LLC

9D CAPITAL | THE BANK OF SPORTS | THE BANK OF ARTS | 9D CAPITAL LLC

CRD#: 308524 / SEC#:

New York

Registered Investment Advisory firm - (4/9/2020 Approved)

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Contact information

Main Address

244 5th Ave Ste 1211, New York, NY 10001

Mailing Address

Phone number

(212) 852-0242

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	10
AUM (Assets Under Management)	$ 9,642,601

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Lauralee W. Donnelly

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lauralee W. Donnelly's CRS (Customer Relationship Summary).

Certified licenses

Experience

9D CAPITAL LLC

CAPITAL TRUST AND ASSOCIATES LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 12/5/2007

Current Firm

9D CAPITAL LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

9D CAPITAL LLC

TRUST BUT VERIFY

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