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Monika Bansal

EUROCONSULT CAPITAL
New York, NY 10022
Some features on this profile are disabled
CRD#: 5396131
MB

Professional summary

Monika Bansal is a registered financial professional currently at EUROCONSULT CAPITAL, LLC located in New York, New York.

Monika is registered as a RR (Registered Representative) and started their career in finance in 2007. Monika has worked at 4 firms and has passed the Series 63, SIE, Series 79 and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Monika Bansal's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 27, 2012 - Present

EUROCONSULT CAPITAL, LLC

Office #1: 885 Third Avenue Floor 34, New York, NY 10022
BD
CRD#: 143366
New York, NY
Past

October 13, 2010 - April 14, 2011

NOMURA SECURITIES NORTH AMERICA, LLC

BD
CRD#: 42885
HOUSTON, TX
Past

October 13, 2010 - September 22, 2011

NOMURA SECURITIES INTERNATIONAL, INC.

BD
CRD#: 4297
HOUSTON, TX
Past

September 14, 2007 - May 23, 2008

BANC OF AMERICA SECURITIES LLC

BD
CRD#: 26091
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New York
(3/27/2012)

Exams

State Security Law Exam
RR
Series 63
Date: 10/29/2010
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 79
Date: 10/11/2010
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
Series 7
Date: 9/13/2007
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

EC
EUROCONSULT CAPITAL, LLC
EUROCONSULT CAPITAL, LLC

CRD#: 143366 / SEC#: , 8-67554

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
23 Berkeley Square, London, W1J 6HE
Mailing Address
885 Third Avenue Floor 34, New York, NY 10022
Phone number
(212) 972-4300
Established
New York since 09/21/2006
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (3 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
EUROCONSULT, INC.OWNER/MANAGING MEMBER
GRANBERG, ALAN KENTFINOP/CFO2232084
LEUNG, VICKY WAI-KADIRECTOR2181006
YELLIN, EVAN SCOTTDESIGNATED PRINCIPAL/CHIEF COMPLIANCE OFFICER1727005

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

EUROCONSULT CAPITAL, LLC

CRD#: 143366New York, NY 10022

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