Monika Bansal
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Monika Bansal was a registered financial professional .
Monika is a previously registered financial professional and started their career in finance in 2007. Monika had worked at 4 firms and has passed the Series 63, SIE, Series 79 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 27, 2012 - December 31, 2025
EUROCONSULT CAPITAL, LLC
October 13, 2010 - April 14, 2011
NOMURA SECURITIES NORTH AMERICA, LLC
October 13, 2010 - September 22, 2011
NOMURA SECURITIES INTERNATIONAL, INC.
September 14, 2007 - May 23, 2008
BANC OF AMERICA SECURITIES LLC
State Registrations and Notice Filings
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Exams
Current Firm
EUROCONSULT CAPITAL, LLC
CRD#: 143366 / SEC#: , 8-67554
Contact information
FINRA licenses (3 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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