Denise D. Johnson

FIVE TALENTS WEALTH MANAGEMENT

Dublin, CA

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CRD#: 5395708

Professional summary

Denise D Johnson is a registered financial advisor currently at FIVE TALENTS WEALTH MANAGEMENT located in Dublin, California.

Denise is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Denise has worked at 2 firms and has passed the Series 65, Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Denise-Danielle Strategy Consulting/ Founder & Principal, 5211 Demarcus Blvd, 448, Dublin Blvd, 94568/ September 2019/ 80 HRS/MO. NON-INVESTMENT RELATED. Duties involve working with clients to design and execute business strategies, author, and providing educational materials for businesses.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Denise D Johnson's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 3, 2010 - Present

FIVE TALENTS WEALTH MANAGEMENT

RIA

CRD#: 154142

Dublin, CA

Past

November 21, 2007 - December 31, 2008

PRINCIPAL SECURITIES, INC.

RIA

CRD#: 1137

ELK GROVE, CA

Past

August 23, 2007 - December 31, 2008

PRINCIPAL SECURITIES, INC.

CRD#: 1137

ELK GROVE, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(9/3/2010)

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Exams

State Security Law Exam

IAR

Series 65

Date: 10/15/2022

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 10/25/2007

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 8/21/2007

General Securities Representative Examination

Current Firm

FIVE TALENTS WEALTH MANAGEMENT

FIVE TALENTS WEALTH MANAGEMENT | FIVE TALENTS WEALTH MANAGEMENT, LLC

CRD#: 154142 / SEC#:

California

Registered Investment Advisory firm - (9/2/2010 Approved)

Texas

Registered Investment Advisory firm - (3/8/2023 Conditional Restricted)

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Contact information

Main Address

Fairfield, CA

Mailing Address

Phone number

(415) 993-1222

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

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Denise D. Johnson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Denise D Johnson's CRS (Customer Relationship Summary).

Certified licenses

Experience

FIVE TALENTS WEALTH MANAGEMENT

PRINCIPAL SECURITIES, INC.

PRINCIPAL SECURITIES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 10/15/2022

Series 66

Date: 10/25/2007

Series 7

Date: 8/21/2007

Current Firm

FIVE TALENTS WEALTH MANAGEMENT

Contact information

Documents

Red Flags

Company Information

FIVE TALENTS WEALTH MANAGEMENT

TRUST BUT VERIFY

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