RG
Ricky Graves
ASCENDOR WEALTH
WILMINGTON, NC 28403
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CRD#: 5395117
RG
Professional summary
Ricky Graves, CFP®, who also goes by Ricky Edward Graves, is a registered financial advisor currently at ASCENDOR WEALTH, LLC located in Wilmington, North Carolina.
Ricky is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Ricky has worked at 2 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Ricky Edward Graves
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Lord and Graves, Inc. Not Investment Related Holding Company Shareholder/President 12/2019 APPROXIMATELY 1 APPROXIMATELY 1 OR LESS SICARIUS, LLC NON-INVESTMENT RELATED 5700 OLEANDER, WILMINGTON, NC RENTAL PROPERTY MANAGER/MEMBER 07/2013 APPROXIMATELY 5 APPROXIMATELY 2 OR LESS LANDLORD WGAP, LLC NON-INVESTMENT RELATED 5700 OLEANDER, WILMINGTON, NC RENTAL PROPERTY MANAGER/MEMBER 01/2005 APPROXIMATELY 5 APPROXIMATELY 1 OR LESS LANDLORD GRAVES MAY, PLLC NON-INVESTMENT RELATED 5700 OLEANDER, WILMINGTON, NC ATTORNEY Manager/Member 07/2013 APPROXIMATELY 150-160 APPROXIMATELY 80-100 LEGAL DORMIE, LLC NOT INVESTMENT RELATED 5700 OLEANDER, WILMINGTON, NC MANAGER/MEMBER, 9/2018 APPROXIMATELY 1 APPROXIMATELY 1 OR LESS CG SOLUTIONS NC, LLC, NOT INVESTMENT RELATED 5700 OLEANDER, WILMINGTON, NC MANAGER 11/2018 APPROXIMATELY 1 APPROXIMATELY 1 OR LESS DELIA MANAGEMENT, INC. NOT INVESTMENT RELATED 5700 OLEANDER, WILMINGTON, NC SHAREHOLDER/PRESIDENT 12/ 2019 APPROXIMATELY 1 APPROXIMATELY 1 OR LESS WISDOMCREST, INC. NOT INVESTMENT RELATED 5700 OLEANDER, WILMINGTON, NC SHAREHOLDER/PRESIDENT 6/2020 APPROXIMATELY 1 APPROXIMATELY 1 OR LESS Parlay Holdings, LLC NOT INVESTMENT RELATED 5700 OLEANDER, WILMINGTON, NC MANAGER/MEMBER, 9/2022 APPROXIMATELY 1 APPROXIMATELY 1 OR LESS
CRS (Client Relationship Summary) - RIA
Click below to view Ricky Graves's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
February 20, 2009 - Present
ASCENDOR WEALTH, LLC
Office #1: 5700 Oleander Drive, Wilmington, NC 28403RIA
CRD#: 148969
WILMINGTON, NC
Past
October 24, 2007 - April 13, 2009
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
WILMINGTON, NC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AW
ASCENDOR WEALTH, LLC
ASCENDOR ALLIANCE, LLC | ASCENDOR WEALTH, LLC
CRD#: 148969 / SEC#: 801-133828
RIA
Registered Investment Advisory firm - (7/3/2025 Approved)North Carolina
Registered Investment Advisory firm - (8/6/2025 Terminated)Texas
Registered Investment Advisory firm - (7/21/2025 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
North Carolina(2/20/2009)
Exams
State Security Law Exam
General Industry/Product Exam
Current Firm
AW
ASCENDOR WEALTH, LLC
ASCENDOR ALLIANCE, LLC | ASCENDOR WEALTH, LLC
CRD#: 148969 / SEC#: 801-133828
RIA
Registered Investment Advisory firm - (7/3/2025 Approved)North Carolina
Registered Investment Advisory firm - (8/6/2025 Terminated)Texas
Registered Investment Advisory firm - (7/21/2025 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5700 Oleander Drive, Wilmington, NC 28403
Mailing Address
Phone number
(910) 790-0122
Established
Firm type
Fiscal year end
# of Employees
5
SEC notice filing (2 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 370 |
| AUM (Assets Under Management) | $ 116,824,613 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/07/2024 | ||
| 09/22/2023 | ||
| 12/22/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
ASCENDOR WEALTH, LLC
CRD#: 148969Wilmington, NC 28403TRUST BUT VERIFY
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