Kristen M. Cotaya
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kristen Marie Cotaya was a registered financial professional .
Kristen is a previously registered financial professional and started their career in finance in 2007. Kristen had worked at 4 firms and has passed the Series 66, Series 7 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 24, 2012 - April 24, 2014
INTL ADVISORY CONSULTANTS INC.
April 17, 2012 - April 24, 2014
STERNE, AGEE & LEACH, INC.
February 10, 2009 - November 8, 2010
FBT ADVISORS, INC.
September 6, 2007 - November 8, 2010
FBT INVESTMENTS, INC.
State Registrations and Notice Filings
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Exams
Current Firm
INTL ADVISORY CONSULTANTS INC.
CRD#: 130888 / SEC#: 801-63297
Contact information
Red Flags
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