AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Why AdvisorCheck
KC

Kristen M. Cotaya

CRD#: 5395090
Some features on this profile are disabled
KC
Kristen Marie Cotaya

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Kristen Marie Cotaya was a registered financial professional .

Kristen is a previously registered financial professional and started their career in finance in 2007. Kristen had worked at 4 firms and has passed the Series 66, Series 7 and Series 53 exams.

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

September 24, 2012 - April 24, 2014

INTL ADVISORY CONSULTANTS INC.

RIA
CRD#: 130888
NEW ORLEANS, LA
Past

April 17, 2012 - April 24, 2014

STERNE, AGEE & LEACH, INC.

BD
CRD#: 791
NEW ORLEANS, LA
Past

February 10, 2009 - November 8, 2010

FBT ADVISORS, INC.

RIA
CRD#: 112690
NEW ORLEANS, LA
Past

September 6, 2007 - November 8, 2010

FBT INVESTMENTS, INC.

BD
CRD#: 104463
NEW ORLEANS, LA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 9/17/2008
Uniform Combined State Law Examination
General Industry/Product Exam
Principal/Supervisory Exam

Current Firm


IA
INTL ADVISORY CONSULTANTS INC.
INTL ADVISORY CONSULTANTS INC. | STERNE AGEE INVESTMENT ADVISORS, INC. | STERNE AGEE ASSET MANAGEMENT, INC.

CRD#: 130888 / SEC#: 801-63297

Loading...

Contact information


Main Address
2 Perimeter Park South Suite 100 East, Birmingham, AL 35243
Mailing Address
Phone number
Established
Firm type
Fiscal year end
# of Employees

Documents


Latest Form ADV

Part 2 Brochures

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


INTL ADVISORY CONSULTANTS INC.

CRD#: 130888

TRUST BUT VERIFY

Monitor Kristen Cotaya

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors


footer-logo

AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2026 AdvisorCheck, an AIMR Analytics company. All rights reserved.