Nicole G. Wirick

PROSPERITY WEALTH STRATEGIES LLC

Bloomfield Hills, MI 48301

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CRD#: 5394960

Professional summary

Nicole Gopoian Wirick, CFP®, who also goes by Nicole S. Gopoian, Nicole Sona Gopoian, Nicole G. Wirick, is a registered financial advisor currently at PROSPERITY WEALTH STRATEGIES LLC located in Bloomfield Hills, Michigan.

Nicole is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Nicole has worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Nicole S. Gopoian | Nicole Sona Gopoian | Nicole G. Wirick

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

I am a licensed attorney in the State of Michigan, but I do not practice law.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nicole Gopoian Wirick's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2010

Experience

Current

April 22, 2019 - Present

PROSPERITY WEALTH STRATEGIES LLC

Office #1: 1597 Sandringham Way, Bloomfield Hills, MI 48301

RIA

CRD#: 301923

Bloomfield Hills, MI

Past

February 14, 2018 - April 18, 2019

PLANNING ALTERNATIVES LTD

RIA

CRD#: 110268

Bloomfield Hills, MI

Past

January 12, 2015 - February 9, 2018

WEALTHCARE ADVISORS, LLC

RIA

CRD#: 159835

BLOOMFIELD HILLS, MI

Past

January 12, 2015 - February 9, 2018

PLANNING ALTERNATIVES LTD

RIA

CRD#: 110268

BLOOMFIELD HILLS, MI

Past

March 5, 2013 - January 2, 2015

J.J.B. HILLIARD, W.L. LYONS, LLC

RIA

CRD#: 453

BIRMINGHAM, MI

Past

March 5, 2013 - January 2, 2015

J.J.B. HILLIARD, W.L. LYONS, LLC

CRD#: 453

BIRMINGHAM, MI

Past

May 9, 2012 - June 4, 2013

CIG ASSET MANAGEMENT, INC.

RIA

CRD#: 123609

SOUTHFIELD, MI

Past

May 8, 2012 - February 21, 2013

CIG SECURITIES

CRD#: 129864

SOUTHFIELD, MI

Past

October 5, 2010 - June 3, 2011

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

BIRMINGHAM, MI

Past

September 6, 2007 - June 3, 2011

UBS FINANCIAL SERVICES INC.

CRD#: 8174

BIRMINGHAM, MI

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(5/31/2019)

IAR

Michigan
(4/22/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/4/2007

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 1/2/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/5/2007

General Securities Representative Examination

Current Firm

PROSPERITY WEALTH STRATEGIES LLC

CRD#: 301923 / SEC#:

Florida

Registered Investment Advisory firm - (5/31/2019 Approved)

Michigan

Registered Investment Advisory firm - (4/22/2019 Approved)

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Contact information

Main Address

36400 Woodward Avenue Suite 128, Bloomfield Hills, MI 48304

Mailing Address

Phone number

(248) 963-0568

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	134
AUM (Assets Under Management)	$ 55,989,775

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Nicole G. Wirick

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nicole Gopoian Wirick's CRS (Customer Relationship Summary).

Certified licenses

Experience

PLANNING ALTERNATIVES LTD

WEALTHCARE ADVISORS, LLC

PLANNING ALTERNATIVES LTD

J.J.B. HILLIARD, W.L. LYONS, LLC

J.J.B. HILLIARD, W.L. LYONS, LLC

CIG ASSET MANAGEMENT, INC.

CIG SECURITIES

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 10/4/2007

SIE

Date: 1/2/2015

Series 7

Date: 9/5/2007

Current Firm

PROSPERITY WEALTH STRATEGIES LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

PROSPERITY WEALTH STRATEGIES LLC

TRUST BUT VERIFY

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