Daniel D. Mclaughlin

NUTFIELD FINANCIAL

Auburn, NH

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CRD#: 5394949

Professional summary

Daniel David Mclaughlin is a registered financial advisor currently at NUTFIELD FINANCIAL located in Auburn, New Hampshire.

Daniel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Daniel has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 01/23/2006; APX NUMBER OF HOURS PER WEEK: 20 HOUR; APX NUMBER OF HOURS DURING TRADING HOURS: VARIES; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH, DISABILITY, ANNUITIES AND LONG TERM CARE.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel David Mclaughlin's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 13, 2025 - Present

NUTFIELD FINANCIAL

RIA

CRD#: 117419

Auburn, NH

Past

November 18, 2024 - July 22, 2025

CETERA INVESTMENT ADVISERS LLC

RIA

CRD#: 105644

MILFORD, NH

Past

September 9, 2020 - November 5, 2024

NUTFIELD FINANCIAL

RIA

CRD#: 117419

AUBURN, NH

Past

October 3, 2016 - July 22, 2025

CETERA ADVISORS LLC

CRD#: 10299

MILFORD, NH

Past

October 14, 2011 - October 3, 2016

INVESTORS CAPITAL CORP.

CRD#: 30613

AUBURN, NH

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(10/21/2025)

IAR

New Hampshire
(8/13/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/3/2016

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/13/2011

General Securities Representative Examination

Current Firm

NUTFIELD FINANCIAL

NUTFIELD FINANCIAL | NUTFIELD FINANCIAL SERVICES, LTD

CRD#: 117419 / SEC#:

Massachusetts

Registered Investment Advisory firm - (9/13/1995 Approved)

New Hampshire

Registered Investment Advisory firm - (10/9/1995 Approved)

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Contact information

Main Address

Auburn, NH

Mailing Address

Phone number

(603) 644-4855

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	77
AUM (Assets Under Management)	$ 51,132,382

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Daniel D. Mclaughlin

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel David Mclaughlin's CRS (Customer Relationship Summary).

Certified licenses

Experience

NUTFIELD FINANCIAL

CETERA INVESTMENT ADVISERS LLC

NUTFIELD FINANCIAL

CETERA ADVISORS LLC

INVESTORS CAPITAL CORP.

State Registrations and Notice Filings

Exams

Series 66

Date: 10/3/2016

SIE

Date: 10/1/2018

Series 7

Date: 10/13/2011

Current Firm

NUTFIELD FINANCIAL

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

NUTFIELD FINANCIAL

TRUST BUT VERIFY

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