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DT

Derek R. Tinnin

ALTIORA FINANCIAL GROUP
Lebanon, OH
Some features on this profile are disabled
CRD#: 5394225
DT

Professional summary

Derek Rogell Tinnin, CFP® is a registered financial advisor currently at ALTIORA FINANCIAL GROUP, LLC located in Lebanon, Ohio.

Derek is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Derek has worked at 3 firms .

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Derek Rogell Tinnin's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Experience

Current

July 6, 2018 - Present

ALTIORA FINANCIAL GROUP, LLC

RIA
CRD#: 292008
Lebanon, OH
Past

November 24, 2014 - September 14, 2020

GENERATIONS WEALTH, LLC

RIA
CRD#: 173352
MASON, OH
Past

April 15, 2008 - February 5, 2015

PURPOSE WEALTH

RIA
CRD#: 144829
LEBANON, OH

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AF
ALTIORA FINANCIAL GROUP, LLC
ALTIORA FINANCIAL GROUP, LLC

CRD#: 292008 / SEC#: 801-112389

RIA
Registered Investment Advisory firm - (2/5/2018 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Ohio
(7/6/2018)
IAR
Texas
(1/2/2020)

Exams

Current Firm

AF
ALTIORA FINANCIAL GROUP, LLC
ALTIORA FINANCIAL GROUP, LLC

CRD#: 292008 / SEC#: 801-112389

RIA
Registered Investment Advisory firm - (2/5/2018 Approved)
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Contact information

Main Address
Lebanon, OH
Mailing Address
Phone number
(513) 652-5776
Established
Firm type
Fiscal year end
# of Employees
1

SEC notice filing (6 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ALTIORA FINANCIAL GROUP LLC FORM ADV PARTS 2A AND 2B (2/10/2025)

Regulatory assets under management

Total Number of Accounts613
AUM (Assets Under Management)$ 869,961,277

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ALTIORA FINANCIAL GROUP, LLC

CRD#: 292008Lebanon, OH

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