Travis Ed Maus
Professional Summary
Travis Ed Maus, who also goes by Travis Maus, is a registered financial advisor currently at S.E.E.D. PLANNING GROUP, LLC located in Knoxville, Tennessee. Travis is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Travis has worked at 3 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Travis Maus
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Videos & Posts
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Contact Information
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Disclosures on record.
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Years of Experience
19 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
S.E.E.D. PLANNING GROUP, LLC | SUITE(K) | SPROUT | SIFT INVESTMENT MANAGEMENT | SEEDS OF HOPE | S.E.E.D. WEALTH MANAGEMENT
Contact Information
Main Address
31 Lewis Street Suite 401, Binghamton, NY 13901Phone Number
(607) 217-5091# of Employees
28SEC notice filing (11 States and Territories)
Registered to provide investment advisory services in 11 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
2,027AUM (Assets Under Management)
$567,976,608Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
S.E.E.D. PLANNING GROUP, LLC | SUITE(K) | SPROUT | SIFT INVESTMENT MANAGEMENT | SEEDS OF HOPE | S.E.E.D. WEALTH MANAGEMENT
State Registrations and Notice Filings
(8/24/2021)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary) - RIA
Click below to view Travis Ed Maus's CRS (Customer Relationship Summary).
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